We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.14%
2 Technology 12.17%
3 Financials 9.44%
4 Healthcare 6.39%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$686B
$198M 3.42%
835,892
+90,782
+12% +$20.1M
AAPL icon
2
Apple
AAPL
$4.61T
$146M 2.52%
757,914
-11,028
-1% -$2.04M
MSFT icon
3
Microsoft
MSFT
$3.65T
$118M 2.04%
315,095
+10,760
+4% +$3.83M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$83B
$111M 1.92%
671,861
-25,874
-4% -$4M
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$108M 1.87%
1,320,394
+11,880
+0.9% +$966K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$103M 1.78%
216,663
+17,425
+9% +$7.76M
QQQ icon
7
Invesco QQQ Trust
QQQ
$489B
$97.3M 1.68%
237,637
+27,327
+13% +$10.4M
IWS icon
8
iShares Russell Mid-Cap Value ETF
IWS
$15.4B
$80.4M 1.39%
691,227
+13,814
+2% +$1.47M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$125B
$79.3M 1.37%
1,046,880
-416
-0% -$29.4K
KRUS icon
10
Kura Sushi USA
KRUS
$516M
$69.4M 1.2%
913,529
+104,063
+13% +$6.73M
AMZN icon
11
Amazon
AMZN
$2.72T
$69.2M 1.19%
455,427
+20,123
+5% +$2.82M
WMT icon
12
Walmart Inc
WMT
$841B
$67.2M 1.16%
1,278,435
+44,628
+4% +$2.36M
USFR icon
13
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$58.2M 1%
1,159,192
-39,723
-3% -$2M
MRK icon
14
Merck
MRK
$365B
$58.1M 1%
532,985
+30,527
+6% +$3.17M
AVGO icon
15
Broadcom
AVGO
$1.73T
$54.3M 0.94%
486,260
+11,700
+2% +$1.11M
VCSH icon
16
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$53.1M 0.92%
686,144
-2,462
-0.4% -$187K
JCPB icon
17
JPMorgan Core Plus Bond ETF
JCPB
$14.6B
$50.9M 0.88%
1,080,219
+36,498
+3% +$1.65M
V icon
18
Visa
V
$688B
$48M 0.83%
184,523
+9,718
+6% +$2.4M
OBDC icon
19
Blue Owl Capital
OBDC
$5.5B
$45.6M 0.79%
3,087,719
-243,401
-7% -$3.46M
JPST icon
20
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$45M 0.78%
896,318
+166,327
+23% +$8.35M
JPM icon
21
JPMorgan Chase
JPM
$944B
$44.1M 0.76%
259,094
-4,800
-2% -$727K
VTV icon
22
Vanguard Morningstar Value ETF
VTV
$192B
$42.8M 0.74%
286,550
+42,064
+17% +$5.92M
IGSB icon
23
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$41.5M 0.72%
808,423
-13,692
-2% -$688K
UNH icon
24
UnitedHealth
UNH
$353B
$41.3M 0.71%
78,418
+9,370
+14% +$5M
IWV icon
25
iShares Russell 3000 ETF
IWV
$20.3B
$40.9M 0.7%
149,247
+3,530
+2% +$900K
1
2 3 4 5

Similar funds

GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.93B AUM 6.76% 1-Year Est. Return
YCM
Yousif Capital Management Bloomfield Hills, Michigan $8.94B AUM 42.6% 1-Year Est. Return
AMH
Apollo Management Holdings New York $8.94B AUM 120.19% 1-Year Est. Return
PEA
Platinum Equity Advisors Beverly Hills, California $8.96B AUM 34.3% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $8.89B AUM 39.91% 1-Year Est. Return
IMRF
Illinois Municipal Retirement Fund Oak Brook, Illinois $8.87B AUM 36.45% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.86B AUM 22.16% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.