Stephens Inc Portfolio holdings
Stephens Inc. is a family-owned investment bank that Witt Stephens started in 1933 to trade Arkansas highway bonds, which were then selling for ten cents on the dollar. His brother Jack joined in 1946 and ran the firm as chief executive until 1986, when Jack's son Warren took over. Stephens handled the 1970 stock offering of Walmart, and later those of Tyson Foods and Alltel. The firm also does research, trading, wealth management, public finance, insurance and private capital work, and is privately held through its owner, SI Holdings.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Home BancShares
HOMB
|
+$7.89M |
| 2 |
AbbVie
ABBV
|
+$3.33M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.22M |
| 4 |
Sanofi
SNY
|
+$3.01M |
| 5 |
Apple
AAPL
|
+$2.97M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IHS INC CL-A COM STK
IHS
|
+$5.57M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$5.13M |
| 3 |
iShares Russell 2000 Value ETF
IWN
|
+$4.69M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$4.33M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$4.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 38.42% |
| 2 | Healthcare | 9.33% |
| 3 | Financials | 7.94% |
| 4 | Consumer Staples | 7.55% |
| 5 | Technology | 6.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $122M | 5.34% |
1,589,752
-56,808
| -3% | -$4.33M |
2013 Q2
13 quarters
|
|
2
iShares Russell 1000 Value ETF
IWD
$84.7B
| $94.4M | 4.13% |
893,600
-31,803
| -3% | -$3.35M |
2013 Q2
13 quarters
|
|
|
3
iShares Russell 2000 Value ETF
IWN
$14B
| $85M | 3.72% |
811,591
-45,771
| -5% | -$4.69M |
2013 Q2
13 quarters
|
|
4
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
| $78M | 3.42% |
1,602,314
-16,762
| -1% | -$813K |
2013 Q2
13 quarters
|
|
|
5
iShares Russell 1000 Growth ETF
IWF
$126B
| $64.3M | 2.81% |
2,467,412
-197,268
| -7% | -$5.13M |
2013 Q2
13 quarters
|
|
6
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.9B
| $47.2M | 2.07% |
1,538,628
+18,748
| +1% | +$575K |
2015 Q2
5 quarters
|
|
7
AT&T
T
$139B
| $35.8M | 1.57% |
1,165,541
+35,385
| +3% | +$1.12M |
2013 Q2
13 quarters
|
|
|
8
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $28.8M | 1.26% |
660,240
-97,764
| -13% | -$4.24M |
2013 Q2
13 quarters
|
|
9
ExxonMobil
XOM
$748B
| $25.8M | 1.13% |
295,232
+673
| +0.2% | +$59.7K |
2013 Q2
13 quarters
|
|
10
Verizon
VZ
$179B
| $24.5M | 1.07% |
471,516
+31,087
| +7% | +$1.67M |
2013 Q2
13 quarters
|
|
|
11
Apple
AAPL
$5.02T
| $23.5M | 1.03% |
830,488
+112,280
| +16% | +$2.97M |
2013 Q2
13 quarters
|
|
12
Merck
MRK
$348B
| $23M | 1.01% |
385,797
-8,014
| -2% | -$469K |
2013 Q2
13 quarters
|
|
13
Procter & Gamble
PG
$367B
| $21.8M | 0.95% |
242,958
-22,573
| -9% | -$1.96M |
2013 Q2
13 quarters
|
|
14
iShares Russell 2000 Growth ETF
IWO
$14B
| $21.3M | 0.93% |
143,198
-4,852
| -3% | -$707K |
2013 Q2
13 quarters
|
|
15
iShares US Real Estate ETF
IYR
$3.87B
| $21.3M | 0.93% |
263,638
+7,706
| +3% | +$638K |
2013 Q2
13 quarters
|
|
|
16
AbbVie
ABBV
$505B
| $19.9M | 0.87% |
316,283
+51,406
| +19% | +$3.33M |
2013 Q2
13 quarters
|
|
17
Altria Group
MO
$122B
| $19.5M | 0.86% |
309,063
-17,487
| -5% | -$1.16M |
2013 Q2
13 quarters
|
|
18
Johnson & Johnson
JNJ
$652B
| $19.1M | 0.84% |
161,527
-7,505
| -4% | -$910K |
2013 Q2
13 quarters
|
|
19
Walmart Inc
WMT
$942B
| $18.1M | 0.79% |
754,155
+114,819
| +18% | +$2.79M |
2013 Q2
13 quarters
|
|
20
Vanguard Real Estate ETF
VNQ
$36.8B
| $17.7M | 0.78% |
204,474
-3,439
| -2% | -$307K |
2013 Q2
13 quarters
|
|
21
iShares Russell 1000 ETF
IWB
$49.1B
| $16.6M | 0.73% |
137,806
+3,650
| +3% | +$439K |
2013 Q2
13 quarters
|
|
22
Chevron
CVX
$450B
| $16.5M | 0.72% |
159,986
+10,609
| +7% | +$1.08M |
2013 Q2
13 quarters
|
|
23
Microsoft
MSFT
$3.94T
| $16M | 0.7% |
277,826
-15,245
| -5% | -$861K |
2013 Q2
13 quarters
|
|
24
Vanguard Morningstar Total Stock Market ETF
VTI
$698B
| $15.2M | 0.67% |
136,662
+8,384
| +7% | +$930K |
2013 Q2
13 quarters
|
|
|
25
Home BancShares
HOMB
$5.92B
| $14.8M | 0.65% |
713,473
+366,886
| +106% | +$7.89M |
2013 Q2
13 quarters
|
|
Similar funds
Stephens Inc's Q3 2016 Portfolio in Review
As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.
By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Healthcare and Financials.
- Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
- Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
- Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
- Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
- Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
- Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
- Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.
Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.