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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$211M 3.27%
951,137
-9,146
-1% -$2.09M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$161M 2.49%
1,867,217
+83,844
+5% +$7.23M
IGSB icon
3
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$152M 2.36%
2,790,381
-18,138
-0.6% -$993K
AAPL icon
4
Apple
AAPL
$4.89T
$131M 2.02%
922,350
-38,678
-4% -$5.69M
IWD icon
5
iShares Russell 1000 Value ETF
IWD
$82B
$116M 1.8%
743,966
-15,518
-2% -$2.49M
IWF icon
6
iShares Russell 1000 Growth ETF
IWF
$122B
$112M 1.73%
1,636,428
+7,928
+0.5% +$561K
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$101M 1.56%
892,810
+1,579
+0.2% +$183K
MSFT icon
8
Microsoft
MSFT
$2.84T
$96.4M 1.49%
341,871
-50,606
-13% -$14.7M
VCSH icon
9
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$90.8M 1.4%
1,101,899
+79,177
+8% +$6.54M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$81.1M 1.26%
189,082
+6,486
+4% +$2.86M
IWP icon
11
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$76.2M 1.18%
679,944
+24,088
+4% +$2.77M
AMZN icon
12
Amazon
AMZN
$2.5T
$75M 1.16%
456,900
+5,680
+1% +$980K
KO icon
13
Coca-Cola
KO
$354B
$59.6M 0.92%
1,135,410
-58,390
-5% -$3.25M
META icon
14
Meta Platforms (Facebook)
META
$1.51T
$54.7M 0.85%
161,314
-6,818
-4% -$2.46M
JPST icon
15
JPMorgan Ultra-Short Income ETF
JPST
$40B
$54M 0.84%
1,065,082
-160,696
-13% -$8.15M
VBR icon
16
Vanguard Small-Cap Value ETF
VBR
$37.1B
$51.2M 0.79%
302,442
+8,424
+3% +$1.44M
GOOG icon
17
Alphabet (Google) Class C
GOOG
$3.9T
$50.1M 0.77%
375,720
-19,820
-5% -$2.73M
WMT icon
18
Walmart Inc
WMT
$871B
$49.1M 0.76%
1,057,131
-33,882
-3% -$1.63M
JPM icon
19
JPMorgan Chase
JPM
$939B
$49.1M 0.76%
299,848
-20,014
-6% -$3.14M
VRP icon
20
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$44.6M 0.69%
1,701,431
+162,325
+11% +$4.28M
VUG icon
21
Vanguard Growth ETF
VUG
$216B
$44.2M 0.68%
913,080
+23,028
+3% +$1.15M
BAC icon
22
Bank of America
BAC
$435B
$42.7M 0.66%
1,006,314
-8,164
-0.8% -$329K
IWV icon
23
iShares Russell 3000 ETF
IWV
$19.5B
$42.2M 0.65%
165,605
+1,382
+0.8% +$362K
PFF icon
24
iShares Preferred and Income Securities ETF
PFF
$13.2B
$39.6M 0.61%
1,019,780
+145,462
+17% +$5.71M
AMLP icon
25
Alerian MLP ETF
AMLP
$13B
$38.5M 0.59%
1,153,915
-91,420
-7% -$3.05M
1
2 3 4 5

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.