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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$147M 3.23%
973,038
+52,189
+6% +$7.87M
IWS icon
2
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$113M 2.49%
1,261,206
-3,846
-0.3% -$341K
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.3B
$107M 2.36%
837,380
+39,777
+5% +$5.05M
IGSB icon
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$94.6M 2.08%
1,761,843
+553,849
+46% +$29.6M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$123B
$88.9M 1.96%
2,228,764
-111,860
-5% -$4.48M
AAPL icon
6
Apple
AAPL
$4.72T
$59.4M 1.31%
1,061,544
+4,784
+0.5% +$250K
IWN icon
7
iShares Russell 2000 Value ETF
IWN
$14.3B
$59M 1.3%
494,018
-3,647
-0.7% -$431K
IWP icon
8
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$58.2M 1.28%
823,002
+6,012
+0.7% +$432K
MSFT icon
9
Microsoft
MSFT
$2.83T
$54.9M 1.21%
394,686
-5,943
-1% -$817K
SHY icon
10
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$52.8M 1.16%
622,357
+73,385
+13% +$6.22M
IAU icon
11
iShares Gold Trust
IAU
$62.9B
$49.8M 1.1%
1,766,930
+747,460
+73% +$21.1M
T icon
12
AT&T
T
$160B
$48.4M 1.06%
1,692,522
+6,559
+0.4% +$174K
SPIB icon
13
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$43.1M 0.95%
1,220,576
-11,666
-0.9% -$409K
WMT icon
14
Walmart Inc
WMT
$863B
$43M 0.95%
1,086,099
+28,884
+3% +$1.09M
IWR icon
15
iShares Russell Mid-Cap ETF
IWR
$56.5B
$37.4M 0.82%
668,923
+34,283
+5% +$1.92M
SPTI icon
16
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$34.2M 0.75%
1,092,463
-28,111
-3% -$875K
JPM icon
17
JPMorgan Chase
JPM
$930B
$32M 0.7%
271,521
-15,121
-5% -$1.71M
DPLO
18
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$31.9M 0.7%
6,511,435
-88,580
-1% -$496K
BND icon
19
Vanguard Total Bond Market
BND
$157B
$31.3M 0.69%
370,372
+26,046
+8% +$2.18M
VZ icon
20
Verizon
VZ
$183B
$30.7M 0.68%
508,932
-1,846
-0.4% -$106K
SPSB icon
21
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$28.7M 0.63%
930,536
+852,875
+1,098% +$26.2M
PFF icon
22
iShares Preferred and Income Securities ETF
PFF
$13.2B
$28.4M 0.62%
756,394
-14,620
-2% -$544K
VNQ icon
23
Vanguard Real Estate ETF
VNQ
$39.1B
$27.7M 0.61%
297,018
+652
+0.2% +$59.2K
BAC icon
24
Bank of America
BAC
$430B
$26.6M 0.59%
911,463
-20,630
-2% -$593K
VBR icon
25
Vanguard Small-Cap Value ETF
VBR
$36.8B
$25.5M 0.56%
197,564
+4,645
+2% +$595K
1
2 3 4 5

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.