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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.23%
2 Technology 11.57%
3 Financials 9.25%
4 Healthcare 6.76%
5 Consumer Discretionary 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$686B
$158M 3.03%
745,110
-439
-0.1% -$97.2K
AAPL icon
2
Apple
AAPL
$4.61T
$132M 2.52%
768,942
-39,911
-5% -$7.32M
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$106M 2.03%
1,308,514
-47,584
-4% -$3.85M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$83B
$106M 2.03%
697,735
-20,052
-3% -$3.18M
MSFT icon
5
Microsoft
MSFT
$3.65T
$96.1M 1.84%
304,335
-25,520
-8% -$8.43M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$85.2M 1.63%
199,238
+10,465
+6% +$4.65M
QQQ icon
7
Invesco QQQ Trust
QQQ
$489B
$75.3M 1.44%
210,310
+16,524
+9% +$6.13M
IWS icon
8
iShares Russell Mid-Cap Value ETF
IWS
$15.4B
$70.7M 1.35%
677,413
-15,793
-2% -$1.74M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$125B
$69.6M 1.34%
1,047,296
+21,032
+2% +$1.45M
WMT icon
10
Walmart Inc
WMT
$841B
$65.8M 1.26%
1,233,807
-117
-0% -$6.23K
USFR icon
11
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$60.3M 1.16%
1,198,915
+56,566
+5% +$2.85M
EFA icon
12
iShares MSCI EAFE ETF
EFA
$78.8B
$56.1M 1.08%
813,756
+147,573
+22% +$10.6M
AMZN icon
13
Amazon
AMZN
$2.72T
$55.3M 1.06%
435,304
-155,331
-26% -$20.8M
KRUS icon
14
Kura Sushi USA
KRUS
$516M
$53.5M 1.03%
809,466
-891
-0.1% -$78.6K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$51.7M 0.99%
688,606
-36,556
-5% -$2.76M
MRK icon
16
Merck
MRK
$365B
$51.7M 0.99%
502,458
-5,199
-1% -$560K
JCPB icon
17
JPMorgan Core Plus Bond ETF
JCPB
$14.6B
$46.6M 0.89%
+1,043,721
New +$47.8M
OBDC icon
18
Blue Owl Capital
OBDC
$5.5B
$46.1M 0.88%
3,331,120
-93,162
-3% -$1.29M
IGSB icon
19
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$41M 0.79%
822,115
-59,526
-7% -$2.98M
V icon
20
Visa
V
$688B
$40.2M 0.77%
174,805
-20,755
-11% -$4.99M
FDL icon
21
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.99B
$39.9M 0.76%
1,192,576
-4,633
-0.4% -$161K
AVGO icon
22
Broadcom
AVGO
$1.73T
$39.4M 0.76%
474,560
-20,350
-4% -$1.76M
AMLP icon
23
Alerian MLP ETF
AMLP
$13.6B
$39.2M 0.75%
928,363
+22,783
+3% +$935K
JPM icon
24
JPMorgan Chase
JPM
$944B
$38.3M 0.73%
263,894
-17,168
-6% -$2.57M
JPST icon
25
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$36.6M 0.7%
729,991
+4,103
+0.6% +$206K
1
2 3 4 5

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 44% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.