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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$147M 3%
766,455
+75,529
+11% +$14.6M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.3B
$123M 2.53%
813,522
-18,298
-2% -$2.74M
AAPL icon
3
Apple
AAPL
$4.72T
$109M 2.24%
840,223
-5,013
-0.6% -$716K
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$101M 2.07%
1,247,645
+110,863
+10% +$8.99M
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$86.6M 1.77%
822,258
+6,224
+0.8% +$653K
MSFT icon
6
Microsoft
MSFT
$2.83T
$82.7M 1.7%
345,021
+3,085
+0.9% +$740K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$73.3M 1.5%
191,596
-2,637
-1% -$1.01M
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$123B
$72.5M 1.49%
1,353,608
+18,072
+1% +$994K
WMT icon
9
Walmart Inc
WMT
$863B
$58.9M 1.21%
1,246,026
+45,756
+4% +$2.17M
MRK icon
10
Merck
MRK
$322B
$56.6M 1.16%
510,515
+14,425
+3% +$1.47M
VCSH icon
11
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$56M 1.15%
744,732
-24,056
-3% -$1.8M
IGSB icon
12
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$54M 1.11%
1,083,415
-242,828
-18% -$12M
IWP icon
13
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$44M 0.9%
525,791
+4,497
+0.9% +$378K
KRUS icon
14
Kura Sushi USA
KRUS
$548M
$42.9M 0.88%
899,491
+44,555
+5% +$2.96M
UNH icon
15
UnitedHealth
UNH
$385B
$41.6M 0.85%
78,454
+3,654
+5% +$1.94M
OBDC icon
16
Blue Owl Capital
OBDC
$5.31B
$41.1M 0.84%
3,557,236
+280,897
+9% +$3.37M
AMZN icon
17
Amazon
AMZN
$2.51T
$40.4M 0.83%
480,859
-75,341
-14% -$7.44M
JNJ icon
18
Johnson & Johnson
JNJ
$624B
$40.1M 0.82%
227,193
+13,585
+6% +$2.35M
USFR icon
19
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$39.6M 0.81%
788,526
+203,743
+35% +$10.3M
V icon
20
Visa
V
$669B
$39.6M 0.81%
190,564
+13,420
+8% +$2.71M
MA icon
21
Mastercard
MA
$469B
$37.6M 0.77%
108,227
+5,619
+5% +$1.85M
AMLP icon
22
Alerian MLP ETF
AMLP
$12.9B
$36.8M 0.75%
967,254
-62,184
-6% -$2.44M
VRP icon
23
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$36.8M 0.75%
1,642,767
-55,159
-3% -$1.22M
IWN icon
24
iShares Russell 2000 Value ETF
IWN
$14.3B
$36.6M 0.75%
264,045
-22,013
-8% -$3.11M
JPM icon
25
JPMorgan Chase
JPM
$930B
$36.5M 0.75%
271,937
-5,279
-2% -$669K
1
2 3 4 5

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.