Stephens Inc Portfolio holdings
Stephens Inc. is a family-owned investment bank that Witt Stephens started in 1933 to trade Arkansas highway bonds, which were then selling for ten cents on the dollar. His brother Jack joined in 1946 and ran the firm as chief executive until 1986, when Jack's son Warren took over. Stephens handled the 1970 stock offering of Walmart, and later those of Tyson Foods and Alltel. The firm also does research, trading, wealth management, public finance, insurance and private capital work, and is privately held through its owner, SI Holdings.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Select Dividend ETF
DVY
|
+$15.3M |
| 2 |
Johnson Controls International
JCI
|
+$4.35M |
| 3 |
ETP
Energy Transfer Partners, L.P.
ETP
|
+$3.56M |
| 4 |
United Parcel Service
UPS
|
+$3.41M |
| 5 |
Lumen Technologies, Inc. Common Stock
LUMN
|
+$3.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$64.3M |
| 2 |
iShares Russell 2000 Value ETF
IWN
|
+$50.4M |
| 3 |
iShares Russell 1000 Value ETF
IWD
|
+$37.4M |
| 4 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$37.4M |
| 5 |
State Street SPDR Portfolio Intermediate Term Treasury Index ETF
SPTI
|
+$17.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 34.67% |
| 2 | Financials | 9.74% |
| 3 | Consumer Staples | 7.84% |
| 4 | Technology | 7.37% |
| 5 | Energy | 7.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Russell Mid-Cap Value ETF
IWS
$15.2B
| $97M | 3.63% |
1,088,361
-739,627
| -40% | -$64.3M |
2013 Q2
18 quarters
|
|
|
2
iShares Russell 1000 Value ETF
IWD
$85.1B
| $87.1M | 3.26% |
700,306
-308,555
| -31% | -$37.4M |
2013 Q2
18 quarters
|
|
3
iShares Russell 1000 Growth ETF
IWF
$119B
| $75.3M | 2.82% |
2,236,700
-318,928
| -12% | -$10.5M |
2013 Q2
18 quarters
|
|
|
4
iShares Russell 2000 Value ETF
IWN
$14.2B
| $60.4M | 2.26% |
480,006
-402,826
| -46% | -$50.4M |
2013 Q2
18 quarters
|
|
|
5
iShares Russell Mid-Cap Growth ETF
IWP
$18.5B
| $51.3M | 1.92% |
849,792
-636,112
| -43% | -$37.4M |
2013 Q2
18 quarters
|
|
6
Apple
AAPL
$5.17T
| $41.5M | 1.55% |
980,428
-1,772
| -0.2% | -$74K |
2013 Q2
18 quarters
|
|
7
AT&T
T
$150B
| $38.2M | 1.43% |
1,302,261
-124,010
| -9% | -$3.39M |
2013 Q2
18 quarters
|
|
|
8
State Street SPDR Portfolio Intermediate Term Treasury Index ETF
SPTI
$12.1B
| $36.2M | 1.36% |
1,219,804
-592,700
| -33% | -$17.7M |
2015 Q2
10 quarters
|
|
9
iShares Russell Mid-Cap ETF
IWR
$58.9B
| $35.8M | 1.34% |
687,332
-22,304
| -3% | -$1.13M |
2013 Q2
18 quarters
|
|
10
Verizon
VZ
$193B
| $33.3M | 1.24% |
628,236
-23,408
| -4% | -$1.15M |
2013 Q2
18 quarters
|
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$806B
| $31.4M | 1.18% |
117,850
-30,763
| -21% | -$8M |
2013 Q2
18 quarters
|
|
12
Microsoft
MSFT
$3.87T
| $31.3M | 1.17% |
365,335
-22,557
| -6% | -$1.85M |
2013 Q2
18 quarters
|
|
13
Walmart Inc
WMT
$997B
| $31.2M | 1.17% |
946,698
+35,970
| +4% | +$1.1M |
2013 Q2
18 quarters
|
|
14
ExxonMobil
XOM
$680B
| $27.7M | 1.04% |
331,399
-2,961
| -0.9% | -$245K |
2013 Q2
18 quarters
|
|
15
Altria Group
MO
$129B
| $27.5M | 1.03% |
384,599
-2,776
| -0.7% | -$186K |
2013 Q2
18 quarters
|
|
16
iShares US Real Estate ETF
IYR
$4B
| $27.1M | 1.01% |
334,145
+39,701
| +13% | +$3.22M |
2013 Q2
18 quarters
|
|
17
Bank of America
BAC
$350B
| $26.2M | 0.98% |
888,692
-22,248
| -2% | -$613K |
2013 Q2
18 quarters
|
|
18
AbbVie
ABBV
$521B
| $25M | 0.94% |
258,876
-59,411
| -19% | -$5.6M |
2013 Q2
18 quarters
|
|
19
Chevron
CVX
$416B
| $24.5M | 0.92% |
195,642
+5,352
| +3% | +$635K |
2013 Q2
18 quarters
|
|
20
JPMorgan Chase
JPM
$912B
| $23.6M | 0.88% |
220,267
-5,755
| -3% | -$583K |
2013 Q2
18 quarters
|
|
21
Coca-Cola
KO
$420B
| $22.5M | 0.84% |
489,792
-9,453
| -2% | -$435K |
2013 Q2
18 quarters
|
|
|
22
iShares Select Dividend ETF
DVY
$23.8B
| $22.4M | 0.84% |
226,776
+158,570
| +232% | +$15.3M |
2013 Q2
18 quarters
|
|
23
iShares Russell 2000 Growth ETF
IWO
$14.3B
| $22M | 0.82% |
117,953
+1,640
| +1% | +$299K |
2013 Q2
18 quarters
|
|
24
Johnson & Johnson
JNJ
$675B
| $21.9M | 0.82% |
156,504
-4,990
| -3% | -$695K |
2013 Q2
18 quarters
|
|
25
Vanguard Real Estate ETF
VNQ
$38.9B
| $20.7M | 0.78% |
250,045
+15,427
| +7% | +$1.29M |
2013 Q2
18 quarters
|
|
Similar funds
Stephens Inc's Q4 2017 Portfolio in Review
As of Q4 2017, Stephens Inc held 737 positions worth $2.67B, down 3.4% from $2.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Stephens Inc withdrew a net $228M in Q4 2017, closing 50 positions and reducing 349 holdings. Its most notable exit was State Street SPDR S&P Insurance ETF, an estimated $1.93M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 39% a quarter earlier, followed by Financials and Consumer Staples.
Against the trend, Stephens Inc opened a new position in iShares US Basic Materials ETF worth $2.34M.
- Stephens Inc's largest Q4 2017 buy was iShares US Basic Materials ETF: 22,852 shares worth $2.34M.
- Stephens Inc added most to iShares Select Dividend ETF in Q4 2017, an estimated $15.3M increase.
- Stephens Inc's biggest Q4 2017 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $64.3M.
- Stephens Inc fully exited State Street SPDR S&P Insurance ETF in Q4 2017, selling an estimated $1.93M.
- Stephens Inc's ten largest holdings make up 21% of its $2.67B portfolio in Q4 2017.
- Stephens Inc opened 34 new positions and closed 50 in Q4 2017.
- Stephens Inc's portfolio value fell 3.4% quarter-over-quarter to $2.67B.
Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.