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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$652B
$158M 3.3%
963,642
-9,396
-1% -$1.47M
IWS icon
2
iShares Russell Mid-Cap Value ETF
IWS
$15.5B
$114M 2.4%
1,206,432
-54,774
-4% -$5M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.2B
$112M 2.35%
820,362
-17,018
-2% -$2.24M
IGSB icon
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$97.2M 2.04%
1,813,086
+51,243
+3% +$2.75M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$122B
$93.7M 1.96%
2,131,152
-97,612
-4% -$4.08M
AAPL icon
6
Apple
AAPL
$4.72T
$76.3M 1.6%
1,214,668
+153,124
+14% +$9.85M
KO icon
7
Coca-Cola
KO
$349B
$66.6M 1.39%
1,202,648
+749,461
+165% +$40.3M
MSFT icon
8
Microsoft
MSFT
$2.83T
$61.8M 1.29%
391,650
-3,036
-0.8% -$446K
IWP icon
9
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$60.7M 1.27%
795,642
-27,360
-3% -$2.01M
IWN icon
10
iShares Russell 2000 Value ETF
IWN
$14.3B
$60.5M 1.27%
470,776
-23,242
-5% -$2.87M
SHY icon
11
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$58.4M 1.22%
689,496
+67,139
+11% +$5.69M
IAU icon
12
iShares Gold Trust
IAU
$62.9B
$51.4M 1.08%
1,772,319
+5,389
+0.3% +$153K
T icon
13
AT&T
T
$158B
$49.9M 1.05%
1,691,546
-976
-0.1% -$28.2K
WMT icon
14
Walmart Inc
WMT
$861B
$42.9M 0.9%
1,083,864
-2,235
-0.2% -$88.8K
SPIB icon
15
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$39.7M 0.83%
1,123,128
-97,448
-8% -$3.43M
IWR icon
16
iShares Russell Mid-Cap ETF
IWR
$56.4B
$38.4M 0.81%
644,469
-24,454
-4% -$1.4M
JPM icon
17
JPMorgan Chase
JPM
$927B
$37.2M 0.78%
267,125
-4,396
-2% -$564K
GBDC icon
18
Golub Capital BDC
GBDC
$3.32B
$36.4M 0.76%
2,016,293
+1,116,050
+124% +$19.7M
BND icon
19
Vanguard Total Bond Market
BND
$157B
$31.8M 0.67%
378,969
+8,597
+2% +$723K
VZ icon
20
Verizon
VZ
$183B
$31.7M 0.66%
515,868
+6,936
+1% +$418K
DPLO
21
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$30.5M 0.64%
7,615,198
+1,103,763
+17% +$5.18M
SPTI icon
22
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$29.6M 0.62%
958,263
-134,200
-12% -$4.17M
PFF icon
23
iShares Preferred and Income Securities ETF
PFF
$13.2B
$28.9M 0.61%
768,707
+12,313
+2% +$459K
VNQ icon
24
Vanguard Real Estate ETF
VNQ
$39B
$28.8M 0.6%
310,187
+13,169
+4% +$1.22M
BAC icon
25
Bank of America
BAC
$430B
$28.7M 0.6%
814,797
-96,666
-11% -$3.12M
1
2 3 4 5

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.