Stephens Inc Portfolio holdings
Stephens Inc. is a family-owned investment bank that Witt Stephens started in 1933 to trade Arkansas highway bonds, which were then selling for ten cents on the dollar. His brother Jack joined in 1946 and ran the firm as chief executive until 1986, when Jack's son Warren took over. Stephens handled the 1970 stock offering of Walmart, and later those of Tyson Foods and Alltel. The firm also does research, trading, wealth management, public finance, insurance and private capital work, and is privately held through its owner, SI Holdings.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$16.2M |
| 2 |
ELGX
Endologix Inc
ELGX
|
+$6.32M |
| 3 |
Crown Castle
CCI
|
+$4.95M |
| 4 |
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$4.84M |
| 5 |
G-III Apparel Group
GIII
|
+$4.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RAI
Reynolds American Inc
RAI
|
+$8.04M |
| 2 |
Home BancShares
HOMB
|
+$7.69M |
| 3 |
iShares Russell 2000 Value ETF
IWN
|
+$2.72M |
| 4 |
Cummins
CMI
|
+$2.52M |
| 5 |
Huntington Bancshares
HBAN
|
+$2.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 38.05% |
| 2 | Financials | 8.2% |
| 3 | Healthcare | 8.17% |
| 4 | Consumer Staples | 6.94% |
| 5 | Energy | 6.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $129M | 5.25% |
1,600,838
+11,086
| +0.7% | +$864K |
2013 Q2
14 quarters
|
|
2
iShares Russell 1000 Value ETF
IWD
$84.7B
| $100M | 4.06% |
888,212
-5,388
| -0.6% | -$582K |
2013 Q2
14 quarters
|
|
|
3
iShares Russell 2000 Value ETF
IWN
$14B
| $93.6M | 3.82% |
787,004
-24,587
| -3% | -$2.72M |
2013 Q2
14 quarters
|
|
4
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
| $77.4M | 3.16% |
1,589,812
-12,502
| -0.8% | -$603K |
2013 Q2
14 quarters
|
|
5
iShares Russell 1000 Growth ETF
IWF
$126B
| $64.9M | 2.65% |
2,474,256
+6,844
| +0.3% | +$178K |
2013 Q2
14 quarters
|
|
|
6
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.9B
| $50.7M | 2.07% |
1,699,296
+160,668
| +10% | +$4.84M |
2015 Q2
6 quarters
|
|
7
AT&T
T
$139B
| $40.2M | 1.64% |
1,250,571
+85,030
| +7% | +$2.51M |
2013 Q2
14 quarters
|
|
8
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $29.6M | 1.21% |
662,980
+2,740
| +0.4% | +$120K |
2013 Q2
14 quarters
|
|
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $29M | 1.18% |
129,927
+74,105
| +133% | +$16.2M |
2013 Q2
14 quarters
|
|
10
Verizon
VZ
$179B
| $28.4M | 1.16% |
531,503
+59,987
| +13% | +$3M |
2013 Q2
14 quarters
|
|
11
ExxonMobil
XOM
$748B
| $25.7M | 1.05% |
284,400
-10,832
| -4% | -$947K |
2013 Q2
14 quarters
|
|
12
Altria Group
MO
$122B
| $24.5M | 1% |
363,050
+53,987
| +17% | +$3.48M |
2013 Q2
14 quarters
|
|
13
Apple
AAPL
$5.02T
| $24M | 0.98% |
829,216
-1,272
| -0.2% | -$36.1K |
2013 Q2
14 quarters
|
|
14
iShares Russell 2000 Growth ETF
IWO
$14B
| $21.7M | 0.88% |
140,790
-2,408
| -2% | -$359K |
2013 Q2
14 quarters
|
|
15
Procter & Gamble
PG
$367B
| $21.1M | 0.86% |
251,052
+8,094
| +3% | +$690K |
2013 Q2
14 quarters
|
|
16
Merck
MRK
$348B
| $20.3M | 0.83% |
360,569
-25,228
| -7% | -$1.48M |
2013 Q2
14 quarters
|
|
17
iShares Russell 1000 ETF
IWB
$49.1B
| $19.2M | 0.78% |
154,098
+16,292
| +12% | +$1.98M |
2013 Q2
14 quarters
|
|
18
iShares US Real Estate ETF
IYR
$3.87B
| $19.1M | 0.78% |
248,139
-15,499
| -6% | -$1.18M |
2013 Q2
14 quarters
|
|
19
Microsoft
MSFT
$3.94T
| $19.1M | 0.78% |
307,028
+29,202
| +11% | +$1.76M |
2013 Q2
14 quarters
|
|
20
GE Aerospace
GE
$312B
| $18.8M | 0.77% |
124,036
+22,811
| +23% | +$3.31M |
2013 Q2
14 quarters
|
|
21
Johnson & Johnson
JNJ
$652B
| $18.6M | 0.76% |
161,019
-508
| -0.3% | -$58.7K |
2013 Q2
14 quarters
|
|
22
Vanguard Real Estate ETF
VNQ
$36.8B
| $18.5M | 0.75% |
224,020
+19,546
| +10% | +$1.59M |
2013 Q2
14 quarters
|
|
23
AbbVie
ABBV
$505B
| $18.4M | 0.75% |
294,588
-21,695
| -7% | -$1.32M |
2013 Q2
14 quarters
|
|
24
McDonald's
MCD
$177B
| $18.2M | 0.74% |
149,120
+38,534
| +35% | +$4.52M |
2013 Q2
14 quarters
|
|
25
Chevron
CVX
$450B
| $18.1M | 0.74% |
154,018
-5,968
| -4% | -$650K |
2013 Q2
14 quarters
|
|
Similar funds
Stephens Inc's Q4 2016 Portfolio in Review
As of Q4 2016, Stephens Inc held 845 positions worth $2.45B, up 7.4% from $2.28B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Stephens Inc deployed $101M of net new capital in Q4 2016, opening 72 new positions and adding to 385 existing holdings. Its largest new stake was Brookdale Senior Living: 329,596 shares worth $4.09M.
By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, down from 38% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Reynolds American Inc, an estimated $8.04M trimmed.
- Stephens Inc's largest Q4 2016 buy was Brookdale Senior Living: 329,596 shares worth $4.09M.
- Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $16.2M increase.
- Stephens Inc's biggest Q4 2016 reduction was Reynolds American Inc, cutting an estimated $8.04M.
- Stephens Inc fully exited Huntington Bancshares in Q4 2016, selling an estimated $2.49M.
- Stephens Inc's ten largest holdings make up 26% of its $2.45B portfolio in Q4 2016.
- Stephens Inc opened 72 new positions and closed 52 in Q4 2016.
- Stephens Inc's portfolio value rose 7.4% quarter-over-quarter to $2.45B.
Based on Stephens Inc's 13F filing for Q4 2016, filed 9 Feb 2017.