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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$656B
$159M 3.06%
780,721
+14,266
+2% +$2.86M
AAPL icon
2
Apple
AAPL
$4.99T
$133M 2.56%
807,774
-32,449
-4% -$4.79M
SHY icon
3
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$121M 2.32%
1,471,305
+223,660
+18% +$18.2M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$82.2B
$107M 2.06%
703,530
-109,992
-14% -$17M
MSFT icon
5
Microsoft
MSFT
$2.92T
$96.9M 1.86%
336,158
-8,863
-3% -$2.26M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$77.1M 1.48%
188,408
-3,188
-2% -$1.27M
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$71.3M 1.37%
671,818
-150,440
-18% -$16.4M
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$119B
$63.2M 1.21%
1,033,936
-319,672
-24% -$18.4M
WMT icon
9
Walmart Inc
WMT
$900B
$60.8M 1.17%
1,236,309
-9,717
-0.8% -$461K
AMZN icon
10
Amazon
AMZN
$2.48T
$60M 1.15%
581,159
+100,300
+21% +$9.69M
VCSH icon
11
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$57.4M 1.1%
753,341
+8,609
+1% +$652K
USFR icon
12
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$55.8M 1.07%
1,109,695
+321,169
+41% +$16.2M
KRUS icon
13
Kura Sushi USA
KRUS
$583M
$54.2M 1.04%
823,664
-75,827
-8% -$4.56M
IGSB icon
14
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$52.9M 1.02%
1,047,130
-36,285
-3% -$1.82M
MRK icon
15
Merck
MRK
$326B
$52.5M 1.01%
493,034
-17,481
-3% -$1.89M
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$45.8M 0.88%
910,810
+197,502
+28% +$9.93M
OBDC icon
17
Blue Owl Capital
OBDC
$5.47B
$44.5M 0.85%
3,526,063
-31,173
-0.9% -$401K
V icon
18
Visa
V
$697B
$42.1M 0.81%
186,775
-3,789
-2% -$843K
FDL icon
19
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$40.1M 0.77%
1,129,109
+556,671
+97% +$20.4M
MA icon
20
Mastercard
MA
$497B
$39.5M 0.76%
108,593
+366
+0.3% +$133K
LMBS icon
21
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$38.5M 0.74%
803,324
+510,529
+174% +$24.4M
AMLP icon
22
Alerian MLP ETF
AMLP
$12.9B
$36.3M 0.7%
938,870
-28,384
-3% -$1.11M
GOOG icon
23
Alphabet (Google) Class C
GOOG
$4.07T
$36M 0.69%
346,320
-15,376
-4% -$1.48M
JPM icon
24
JPMorgan Chase
JPM
$950B
$35.6M 0.68%
272,970
+1,033
+0.4% +$142K
AVGO icon
25
Broadcom
AVGO
$1.81T
$34.8M 0.67%
541,980
+15,140
+3% +$911K
1
2 3 4 5

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.