Stephens Inc Portfolio holdings
Stephens Inc. is a family-owned investment bank that Witt Stephens started in 1933 to trade Arkansas highway bonds, which were then selling for ten cents on the dollar. His brother Jack joined in 1946 and ran the firm as chief executive until 1986, when Jack's son Warren took over. Stephens handled the 1970 stock offering of Walmart, and later those of Tyson Foods and Alltel. The firm also does research, trading, wealth management, public finance, insurance and private capital work, and is privately held through its owner, SI Holdings.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$8.1M |
| 2 |
AGN
Allergan plc
AGN
|
+$6.56M |
| 3 |
Uniti Group
UNIT
|
+$5.45M |
| 4 |
Walgreens Boots Alliance
WBA
|
+$4.47M |
| 5 |
Iron Mountain
IRM
|
+$3.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$12.1M |
| 2 |
Align Technology
ALGN
|
+$11.6M |
| 3 |
Meta Platforms (Facebook)
META
|
+$11.2M |
| 4 |
Sanofi
SNY
|
+$11M |
| 5 |
Salesforce
CRM
|
+$8.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 39.26% |
| 2 | Financials | 8.86% |
| 3 | Healthcare | 7.22% |
| 4 | Consumer Staples | 6.82% |
| 5 | Technology | 6.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Russell Mid-Cap Value ETF
IWS
$15.1B
| $155M | 5.61% |
1,827,988
-5,528
| -0.3% | -$463K |
2013 Q2
17 quarters
|
|
2
iShares Russell 1000 Value ETF
IWD
$83.3B
| $120M | 4.32% |
1,008,861
-4,028
| -0.4% | -$469K |
2013 Q2
17 quarters
|
|
3
iShares Russell 2000 Value ETF
IWN
$14.1B
| $110M | 3.96% |
882,832
-4,139
| -0.5% | -$488K |
2013 Q2
17 quarters
|
|
4
iShares Russell Mid-Cap Growth ETF
IWP
$18.3B
| $84.1M | 3.04% |
1,485,904
-18,614
| -1% | -$1.02M |
2013 Q2
17 quarters
|
|
5
iShares Russell 1000 Growth ETF
IWF
$119B
| $79.9M | 2.89% |
2,555,628
-37,912
| -1% | -$1.16M |
2013 Q2
17 quarters
|
|
6
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$12.1B
| $54.4M | 1.97% |
1,812,504
+31,058
| +2% | +$935K |
2015 Q2
9 quarters
|
|
7
AT&T
T
$144B
| $42.2M | 1.52% |
1,426,271
+13,404
| +0.9% | +$381K |
2013 Q2
17 quarters
|
|
8
Apple
AAPL
$4.94T
| $37.8M | 1.37% |
982,200
+23,612
| +2% | +$916K |
2013 Q2
17 quarters
|
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$795B
| $37.3M | 1.35% |
148,613
+10,252
| +7% | +$2.53M |
2013 Q2
17 quarters
|
|
10
iShares Russell Mid-Cap ETF
IWR
$58.1B
| $35M | 1.26% |
709,636
+11,644
| +2% | +$562K |
2013 Q2
17 quarters
|
|
11
Verizon
VZ
$187B
| $32.2M | 1.16% |
651,644
+4,893
| +0.8% | +$230K |
2013 Q2
17 quarters
|
|
12
Microsoft
MSFT
$3.77T
| $28.9M | 1.04% |
387,892
+22,102
| +6% | +$1.61M |
2013 Q2
17 quarters
|
|
13
AbbVie
ABBV
$510B
| $28.3M | 1.02% |
318,287
-48,531
| -13% | -$3.69M |
2013 Q2
17 quarters
|
|
14
ExxonMobil
XOM
$733B
| $27.4M | 0.99% |
334,360
+12,487
| +4% | +$992K |
2013 Q2
17 quarters
|
|
15
Altria Group
MO
$128B
| $24.6M | 0.89% |
387,375
+18,800
| +5% | +$1.25M |
2013 Q2
17 quarters
|
|
16
Walmart Inc
WMT
$1.01T
| $23.7M | 0.86% |
910,728
+35,046
| +4% | +$919K |
2013 Q2
17 quarters
|
|
17
iShares US Real Estate ETF
IYR
$4.02B
| $23.5M | 0.85% |
294,444
+21,035
| +8% | +$1.69M |
2013 Q2
17 quarters
|
|
18
Bank of America
BAC
$343B
| $23.1M | 0.83% |
910,940
+64,332
| +8% | +$1.56M |
2013 Q2
17 quarters
|
|
19
Merck
MRK
$366B
| $22.9M | 0.83% |
374,939
-11,295
| -3% | -$685K |
2013 Q2
17 quarters
|
|
20
Coca-Cola
KO
$412B
| $22.5M | 0.81% |
499,245
+4,609
| +0.9% | +$210K |
2013 Q2
17 quarters
|
|
21
Chevron
CVX
$444B
| $22.4M | 0.81% |
190,290
+14,436
| +8% | +$1.58M |
2013 Q2
17 quarters
|
|
22
JPMorgan Chase
JPM
$904B
| $21.6M | 0.78% |
226,022
+29,640
| +15% | +$2.73M |
2013 Q2
17 quarters
|
|
23
Johnson & Johnson
JNJ
$651B
| $21M | 0.76% |
161,494
+64
| +0% | +$8.48K |
2013 Q2
17 quarters
|
|
24
iShares Russell 2000 Growth ETF
IWO
$13.8B
| $20.8M | 0.75% |
116,313
+3,652
| +3% | +$620K |
2013 Q2
17 quarters
|
|
25
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
| $19.6M | 0.71% |
150,941
-9,185
| -6% | -$1.16M |
2013 Q2
17 quarters
|
|
Similar funds
Stephens Inc's Q3 2017 Portfolio in Review
As of Q3 2017, Stephens Inc held 949 positions worth $2.77B, down 5% from $2.91B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Stephens Inc withdrew a net $223M in Q3 2017, closing 246 positions and reducing 295 holdings. Its most notable exit was Amazon, an estimated $12.1M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, up from 37% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Stephens Inc opened a new position in Medtronic worth $7.58M.
- Stephens Inc's largest Q3 2017 buy was Medtronic: 97,525 shares worth $7.58M.
- Stephens Inc added most to Honeywell in Q3 2017, an estimated $3.15M increase.
- Stephens Inc's biggest Q3 2017 reduction was McDonald's, cutting an estimated $6.49M.
- Stephens Inc fully exited Amazon in Q3 2017, selling an estimated $12.1M.
- Stephens Inc's ten largest holdings make up 27% of its $2.77B portfolio in Q3 2017.
- Stephens Inc opened 79 new positions and closed 246 in Q3 2017.
- Stephens Inc's portfolio value fell 5% quarter-over-quarter to $2.77B.
Based on Stephens Inc's 13F filing for Q3 2017, filed 8 Nov 2017.