We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$194M 3.19%
939,694
+30,375
+3% +$6.15M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$179M 2.94%
2,072,996
+387,434
+23% +$33.4M
IGSB icon
3
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$144M 2.37%
2,636,154
+1,071,603
+68% +$58.8M
AAPL icon
4
Apple
AAPL
$4.95T
$117M 1.91%
953,994
+39,221
+4% +$5.03M
IWD icon
5
iShares Russell 1000 Value ETF
IWD
$81.4B
$116M 1.91%
766,204
+79,330
+12% +$11.5M
IWS icon
6
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$103M 1.68%
937,918
+2,265
+0.2% +$236K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$120B
$98.8M 1.62%
1,625,256
+132,536
+9% +$8.07M
VCSH icon
8
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$89.8M 1.47%
1,088,035
+176,808
+19% +$14.6M
MSFT icon
9
Microsoft
MSFT
$2.9T
$88.1M 1.45%
373,648
+1,636
+0.4% +$380K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$84.4M 1.39%
212,967
-25,750
-11% -$9.93M
JPST icon
11
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$71.2M 1.17%
1,402,307
-95,983
-6% -$4.87M
IWP icon
12
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$64.1M 1.05%
627,984
+8,368
+1% +$875K
AMZN icon
13
Amazon
AMZN
$2.5T
$62.8M 1.03%
406,040
+80,180
+25% +$12.7M
KO icon
14
Coca-Cola
KO
$360B
$62.7M 1.03%
1,189,773
+16,476
+1% +$829K
WMT icon
15
Walmart Inc
WMT
$887B
$49.2M 0.81%
1,086,813
+10,122
+0.9% +$469K
META icon
16
Meta Platforms (Facebook)
META
$1.52T
$46.1M 0.76%
156,581
+5,670
+4% +$1.53M
JPM icon
17
JPMorgan Chase
JPM
$941B
$44.8M 0.74%
294,135
+2,692
+0.9% +$387K
VBR icon
18
Vanguard Small-Cap Value ETF
VBR
$37.2B
$43.9M 0.72%
264,807
+37,902
+17% +$5.97M
CVX icon
19
Chevron
CVX
$382B
$41.8M 0.69%
399,238
+156,050
+64% +$15.2M
GOOG icon
20
Alphabet (Google) Class C
GOOG
$4.02T
$40.4M 0.66%
390,720
-4,260
-1% -$423K
AMLP icon
21
Alerian MLP ETF
AMLP
$12.8B
$39M 0.64%
1,279,838
-544,158
-30% -$15.9M
VRP icon
22
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$37.9M 0.62%
1,465,357
+105,085
+8% +$2.71M
VUG icon
23
Vanguard Growth ETF
VUG
$216B
$37.2M 0.61%
867,888
-64,212
-7% -$2.75M
BAC icon
24
Bank of America
BAC
$436B
$36.6M 0.6%
944,797
+183,052
+24% +$6.32M
BND icon
25
Vanguard Total Bond Market
BND
$158B
$36.3M 0.6%
429,004
-35,706
-8% -$3.08M
1
2 3 4 5

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.