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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.56B
AUM Growth
+$346M
Cap. Flow
+$70M
Cap. Flow %
1.26%
Top 10 Hldgs %
18.72%
Holding
1,300
New
109
Increased
478
Reduced
478
Closed
72

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$51.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$35.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$31.4M
4
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$26.6M
5
KNX icon
Knight Transportation
KNX
+$12.2M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$26.4M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$18.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$16.7M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$14.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.6M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 9.12%
3 Healthcare 7.26%
4 Consumer Discretionary 6.68%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$164M 2.95%
745,549
-35,172
-5% -$7.34M
AAPL icon
2
Apple
AAPL
$4.89T
$157M 2.82%
808,853
+1,079
+0.1% +$188K
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82B
$113M 2.04%
717,787
+14,257
+2% +$2.18M
MSFT icon
4
Microsoft
MSFT
$2.84T
$112M 2.02%
329,855
-6,303
-2% -$1.98M
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$110M 1.98%
1,356,098
-115,207
-8% -$9.42M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$83.7M 1.51%
188,773
+365
+0.2% +$153K
AMZN icon
7
Amazon
AMZN
$2.5T
$77M 1.39%
590,635
+9,476
+2% +$1.08M
IWS icon
8
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$76.1M 1.37%
693,206
+21,388
+3% +$2.25M
KRUS icon
9
Kura Sushi USA
KRUS
$537M
$75.3M 1.36%
810,357
-13,307
-2% -$983K
QQQ icon
10
Invesco QQQ Trust
QQQ
$455B
$71.6M 1.29%
193,786
+93,280
+93% +$31.4M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$122B
$70.6M 1.27%
1,026,264
-7,672
-0.7% -$488K
WMT icon
12
Walmart Inc
WMT
$871B
$64.6M 1.16%
1,233,924
-2,385
-0.2% -$120K
MRK icon
13
Merck
MRK
$324B
$58.6M 1.05%
507,657
+14,623
+3% +$1.66M
USFR icon
14
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$57.5M 1.03%
1,142,349
+32,654
+3% +$1.64M
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$54.9M 0.99%
725,162
-28,179
-4% -$2.14M
FIXD icon
16
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$50.6M 0.91%
+1,145,999
New +$51.3M
EFA icon
17
iShares MSCI EAFE ETF
EFA
$76.4B
$48.3M 0.87%
666,183
+485,384
+268% +$35.2M
V icon
18
Visa
V
$677B
$46.4M 0.84%
195,560
+8,785
+5% +$2.01M
OBDC icon
19
Blue Owl Capital
OBDC
$5.35B
$46M 0.83%
3,424,282
-101,781
-3% -$1.33M
IGSB icon
20
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$44.2M 0.8%
881,641
-165,489
-16% -$8.34M
AVGO icon
21
Broadcom
AVGO
$1.82T
$42.9M 0.77%
494,910
-47,070
-9% -$3.36M
MA icon
22
Mastercard
MA
$477B
$41.2M 0.74%
104,747
-3,846
-4% -$1.44M
JPM icon
23
JPMorgan Chase
JPM
$939B
$40.9M 0.74%
281,062
+8,092
+3% +$1.11M
FDL icon
24
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$40.7M 0.73%
1,197,209
+68,100
+6% +$2.36M
GOOG icon
25
Alphabet (Google) Class C
GOOG
$3.9T
$39.8M 0.72%
329,062
-17,258
-5% -$2M
1
2 3 4 5

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Stephens Inc's Q2 2023 Portfolio in Review

As of Q2 2023, Stephens Inc held 1,300 positions worth $5.56B, up 6.6% from $5.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q2 2023 filing shows 109 new, 478 increased, 478 reduced and 72 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q2 2023 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q2 2023, an estimated $35.2M increase.
  • Stephens Inc's biggest Q2 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited State Street SPDR S&P Metals & Mining ETF in Q2 2023, selling an estimated $7.22M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.56B portfolio in Q2 2023.
  • Stephens Inc opened 109 new positions and closed 72 in Q2 2023.
  • Stephens Inc's portfolio value rose 6.6% quarter-over-quarter to $5.56B.

Based on Stephens Inc's 13F filing for Q2 2023, filed 14 Aug 2023.