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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$656B
$119M 3.17%
923,151
-40,491
-4% -$6.26M
BIV icon
2
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$82.6M 2.2%
924,749
+616,683
+200% +$54.7M
IWS icon
3
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$80.9M 2.15%
1,261,971
+55,539
+5% +$4.75M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$82.2B
$80.2M 2.14%
808,387
-11,975
-1% -$1.49M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$119B
$79.2M 2.11%
2,102,836
-28,316
-1% -$1.22M
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$78.7M 2.1%
1,502,994
-310,092
-17% -$16.5M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$70.3M 1.87%
272,622
+193,909
+246% +$59.1M
AAPL icon
8
Apple
AAPL
$4.99T
$65.8M 1.75%
1,034,616
-180,052
-15% -$13.2M
SHY icon
9
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$65.5M 1.74%
755,192
+65,696
+10% +$5.61M
MSFT icon
10
Microsoft
MSFT
$2.92T
$62.2M 1.66%
394,436
+2,786
+0.7% +$458K
IWP icon
11
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$58.3M 1.55%
959,340
+163,698
+21% +$11.9M
IAU icon
12
iShares Gold Trust
IAU
$62.5B
$54.5M 1.45%
1,808,667
+36,348
+2% +$1.1M
KO icon
13
Coca-Cola
KO
$380B
$51.8M 1.38%
1,170,040
-32,608
-3% -$1.76M
WMT icon
14
Walmart Inc
WMT
$900B
$43.2M 1.15%
1,141,422
+57,558
+5% +$2.21M
BND icon
15
Vanguard Total Bond Market
BND
$158B
$34.2M 0.91%
400,692
+21,723
+6% +$1.85M
T icon
16
AT&T
T
$169B
$33.8M 0.9%
1,534,328
-157,218
-9% -$4.3M
VZ icon
17
Verizon
VZ
$201B
$31.7M 0.84%
590,014
+74,146
+14% +$4.24M
AMZN icon
18
Amazon
AMZN
$2.48T
$30.5M 0.81%
312,360
+38,900
+14% +$3.77M
JNJ icon
19
Johnson & Johnson
JNJ
$643B
$26.8M 0.71%
204,614
+7,993
+4% +$1.13M
GBDC icon
20
Golub Capital BDC
GBDC
$3.38B
$26M 0.69%
2,111,613
+95,320
+5% +$1.56M
CVX icon
21
Chevron
CVX
$374B
$25.5M 0.68%
352,483
+145,481
+70% +$14.4M
META icon
22
Meta Platforms (Facebook)
META
$1.51T
$25.1M 0.67%
150,430
+39,175
+35% +$7.67M
JPM icon
23
JPMorgan Chase
JPM
$950B
$24.9M 0.66%
277,130
+10,005
+4% +$1.22M
MRK icon
24
Merck
MRK
$326B
$24.7M 0.66%
336,424
+61,655
+22% +$4.85M
IWN icon
25
iShares Russell 2000 Value ETF
IWN
$14.5B
$24.1M 0.64%
294,034
-176,742
-38% -$19.8M
1
2 3 4 5

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.