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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
1
iShares Russell Mid-Cap Value ETF
IWS
$15.5B
$103M 5.56%
1,694,271
-128,399
-7% -$7.75M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.2B
$87.7M 4.73%
1,017,522
-112,761
-10% -$9.79M
VCSH icon
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$83.2M 4.48%
1,045,418
+12,842
+1% +$1.02M
IWF icon
4
iShares Russell 1000 Growth ETF
IWF
$122B
$55M 2.96%
2,812,512
+174,428
+7% +$3.34M
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$52.8M 2.85%
624,962
+144,371
+30% +$12.2M
JBHT icon
6
JB Hunt Transport Services
JBHT
$27.2B
$49.8M 2.68%
682,786
+351
+0.1% +$26.1K
IWN icon
7
iShares Russell 2000 Value ETF
IWN
$14.3B
$48M 2.59%
523,974
-209,903
-29% -$18.9M
IWP icon
8
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$42.9M 2.31%
1,096,202
-510,462
-32% -$19.5M
VCIT icon
9
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$40.7M 2.19%
488,148
-193,554
-28% -$16.1M
EFA icon
10
iShares MSCI EAFE ETF
EFA
$75.9B
$37.3M 2.01%
584,668
+55,239
+10% +$3.38M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$28.8M 1.55%
758,043
+100,319
+15% +$3.83M
IWR icon
12
iShares Russell Mid-Cap ETF
IWR
$56.4B
$23.4M 1.26%
674,256
-27,460
-4% -$938K
IGSB icon
13
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$20.8M 1.12%
395,322
+16,374
+4% +$859K
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$17.9M 0.96%
445,497
+33,557
+8% +$1.33M
SPSB icon
15
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$15.8M 0.85%
512,610
-451,850
-47% -$13.8M
LQD icon
16
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$15M 0.81%
132,493
+37,256
+39% +$4.21M
T icon
17
AT&T
T
$159B
$14.8M 0.8%
578,866
-19,345
-3% -$508K
IGIB icon
18
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$14.4M 0.78%
267,206
+8,932
+3% +$480K
IWM icon
19
iShares Russell 2000 ETF
IWM
$81B
$13.5M 0.73%
126,409
-4,475
-3% -$463K
JNJ icon
20
Johnson & Johnson
JNJ
$623B
$11.2M 0.61%
129,547
-11,784
-8% -$1.06M
VTI icon
21
Vanguard Total Stock Market ETF
VTI
$652B
$11M 0.59%
125,060
+35,729
+40% +$3.11M
COP icon
22
ConocoPhillips
COP
$147B
$10.3M 0.56%
148,384
-15,898
-10% -$1.06M
IYR icon
23
iShares US Real Estate ETF
IYR
$4.48B
$10.2M 0.55%
160,160
-9,797
-6% -$640K
RWR icon
24
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$10.1M 0.54%
138,325
+8,350
+6% +$626K
MRK icon
25
Merck
MRK
$322B
$10.1M 0.54%
221,755
-14,992
-6% -$684K
1
2 3 4 5

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.