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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
201
Duke Energy
DUK
$100B
$7.35M 0.11%
70,028
-19,284
-22% -$1.95M
FTSM icon
202
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$7.2M 0.11%
120,456
+45,061
+60% +$2.7M
BSCM
203
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$7.19M 0.11%
336,004
+74,155
+28% +$1.59M
GSLC icon
204
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$7.18M 0.11%
75,423
+777
+1% +$71.4K
MUB icon
205
iShares National Muni Bond ETF
MUB
$45.2B
$7.17M 0.11%
61,660
+6,677
+12% +$775K
MET icon
206
MetLife
MET
$61.2B
$7.16M 0.11%
114,531
-1,865
-2% -$117K
IGHG icon
207
ProShares Investment Grade-Interest Rate Hedged
IGHG
$328M
$7.13M 0.11%
95,811
-6,000
-6% -$450K
IJJ icon
208
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$7.09M 0.11%
64,070
-32,852
-34% -$3.57M
DVY icon
209
iShares Select Dividend ETF
DVY
$23.8B
$7.08M 0.11%
57,788
-4,416
-7% -$526K
ZBH icon
210
Zimmer Biomet
ZBH
$17.8B
$7.07M 0.11%
57,277
+44,149
+336% +$5.78M
EEMV icon
211
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$7.02M 0.11%
111,699
-44
-0% -$2.77K
LIN icon
212
Linde
LIN
$234B
$6.97M 0.11%
20,133
-1,479
-7% -$479K
TMO icon
213
Thermo Fisher Scientific
TMO
$208B
$6.97M 0.11%
10,450
-845
-7% -$528K
NOBL icon
214
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$6.95M 0.11%
141,594
-1,282
-0.9% -$60.5K
RPM icon
215
RPM International
RPM
$13.8B
$6.9M 0.1%
68,322
-370
-0.5% -$33.7K
TEL icon
216
TE Connectivity
TEL
$60.2B
$6.85M 0.1%
42,469
-2,762
-6% -$427K
TSCO icon
217
Tractor Supply
TSCO
$16.7B
$6.82M 0.1%
142,850
+885
+0.6% +$38.7K
CCI icon
218
Crown Castle
CCI
$32.4B
$6.8M 0.1%
32,581
-1,707
-5% -$315K
PLD icon
219
Prologis
PLD
$137B
$6.78M 0.1%
40,276
+335
+0.8% +$50K
RSG icon
220
Republic Services
RSG
$66.7B
$6.7M 0.1%
48,025
+1,849
+4% +$246K
BLK icon
221
Blackrock
BLK
$165B
$6.65M 0.1%
7,268
-819
-10% -$747K
EPD icon
222
Enterprise Products Partners
EPD
$82.5B
$6.58M 0.1%
299,855
-8,617
-3% -$193K
GLD icon
223
SPDR Gold Trust
GLD
$132B
$6.56M 0.1%
38,361
+1,943
+5% +$326K
DHR icon
224
Danaher
DHR
$138B
$6.54M 0.1%
22,429
-140
-0.6% -$38.6K
TIPZ icon
225
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.7M
$6.54M 0.1%
98,974
+803
+0.8% +$53.2K
7 8
9
10 11

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.