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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
151
Sea Limited
SE
$63.9B
$9.71M 0.15%
43,408
-9,011
-17% -$2.69M
SSNC icon
152
SS&C Technologies
SSNC
$18.1B
$9.53M 0.14%
116,298
+2,640
+2% +$203K
UNP icon
153
Union Pacific
UNP
$178B
$9.53M 0.14%
37,820
-2,148
-5% -$509K
FDN icon
154
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$9.52M 0.14%
42,116
-1,157
-3% -$274K
GSST icon
155
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.57B
$9.5M 0.14%
188,262
-59,371
-24% -$3M
BMY icon
156
Bristol-Myers Squibb
BMY
$128B
$9.46M 0.14%
151,697
-8,389
-5% -$492K
IJR icon
157
iShares Core S&P Small-Cap ETF
IJR
$110B
$9.45M 0.14%
82,500
-14,515
-15% -$1.65M
ELV icon
158
Elevance Health
ELV
$82.1B
$9.43M 0.14%
20,335
-387
-2% -$163K
RSPT icon
159
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$9.37M 0.14%
289,090
-75,300
-21% -$2.33M
BA icon
160
Boeing
BA
$167B
$9.11M 0.14%
45,261
+14,488
+47% +$3.06M
RSP icon
161
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$9.05M 0.14%
55,607
-15,338
-22% -$2.42M
KKR icon
162
KKR & Co
KKR
$91.3B
$9.04M 0.14%
121,276
+4,525
+4% +$334K
VYM icon
163
Vanguard High Dividend Yield ETF
VYM
$81.3B
$8.95M 0.14%
79,785
-1,781
-2% -$194K
IBM icon
164
IBM
IBM
$204B
$8.89M 0.13%
66,547
-18,840
-22% -$2.36M
LUNG icon
165
Pulmonx
LUNG
$51.5M
$8.79M 0.13%
274,039
-181,160
-40% -$6.62M
MGV icon
166
Vanguard Mega Cap Value ETF
MGV
$13.3B
$8.77M 0.13%
82,055
+5,985
+8% +$619K
VIOG icon
167
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$8.72M 0.13%
72,896
-152
-0.2% -$17.8K
BSCN
168
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$8.61M 0.13%
401,147
+67,776
+20% +$1.46M
BSCP
169
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$8.6M 0.13%
392,785
+171,150
+77% +$3.77M
IGM icon
170
iShares Expanded Tech Sector ETF
IGM
$9.92B
$8.59M 0.13%
117,444
-75,180
-39% -$5.4M
BSCO
171
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$8.54M 0.13%
391,454
+79,901
+26% +$1.75M
UCON icon
172
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$8.53M 0.13%
+323,456
New +$8.55M
SO icon
173
Southern Company
SO
$109B
$8.51M 0.13%
124,046
-11,273
-8% -$719K
KMB icon
174
Kimberly-Clark
KMB
$37B
$8.5M 0.13%
59,504
-10,921
-16% -$1.47M
IT icon
175
Gartner
IT
$9.87B
$8.46M 0.13%
25,304
+298
+1% +$95.8K
5 6
7
8 9

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.