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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL
151
DELISTED
DELL INC
DELL
$2.66M 0.14%
193,499
-6,204
-3% -$84K
DON icon
152
WisdomTree US MidCap Dividend Fund
DON
$3.99B
$2.64M 0.14%
113,883
+4,353
+4% +$99.8K
CONN
153
DELISTED
Conn's Inc.
CONN
$2.6M 0.14%
51,955
+22,531
+77% +$1.33M
FDX icon
154
FedEx
FDX
$74.7B
$2.59M 0.14%
22,735
-180
-0.8% -$19.4K
CELG
155
DELISTED
Celgene Corp
CELG
$2.59M 0.14%
33,612
+4,122
+14% +$289K
VTR icon
156
Ventas
VTR
$47.6B
$2.58M 0.14%
36,778
+10,774
+41% +$799K
PAA icon
157
Plains All American Pipeline
PAA
$17.4B
$2.57M 0.14%
48,769
+3,480
+8% +$186K
IYE icon
158
iShares US Energy ETF
IYE
$1.74B
$2.53M 0.14%
53,705
-4,325
-7% -$202K
WPZ
159
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$2.52M 0.14%
50,526
+19,595
+63% +$938K
DLN icon
160
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
$2.52M 0.14%
82,202
+2,710
+3% +$83.6K
AIVL icon
161
WisdomTree US AI Enhanced Value Fund
AIVL
$422M
$2.51M 0.14%
39,518
+1,541
+4% +$98.7K
IDV icon
162
iShares International Select Dividend ETF
IDV
$8.23B
$2.51M 0.14%
69,140
+1,763
+3% +$60.9K
DD
163
DELISTED
Du Pont De Nemours E I
DD
$2.5M 0.13%
44,879
+1,163
+3% +$63.5K
DHS icon
164
WisdomTree US High Dividend Fund
DHS
$1.54B
$2.49M 0.13%
47,864
+1,869
+4% +$98.2K
DOC icon
165
Healthpeak Properties
DOC
$15.2B
$2.46M 0.13%
66,039
-5,328
-7% -$208K
CXO
166
DELISTED
CONCHO RESOURCES INC.
CXO
$2.45M 0.13%
22,550
+840
+4% +$80K
TGT icon
167
Target
TGT
$61.1B
$2.45M 0.13%
38,335
+6,858
+22% +$467K
DHC
168
Diversified Healthcare Trust
DHC
$2.24B
$2.44M 0.13%
105,375
-9,598
-8% -$232K
CEM
169
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.43M 0.13%
18,258
+14,061
+335% +$1.92M
MMP
170
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.43M 0.13%
43,030
+1,200
+3% +$66K
DTV
171
DELISTED
DIRECTV COM STK (DE)
DTV
$2.4M 0.13%
40,216
+283
+0.7% +$17.4K
MOVE
172
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$2.4M 0.13%
141,250
+139,250
+6,963% +$2.01M
AHD
173
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$2.39M 0.13%
43,690
+4,085
+10% +$223K
IEF icon
174
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$2.37M 0.13%
23,190
-9,946
-30% -$1.01M
MPC icon
175
Marathon Petroleum
MPC
$91.2B
$2.36M 0.13%
73,494
+3,136
+4% +$110K
5 6
7
8 9

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.