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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
126
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$11.4M 0.17%
360,349
+6,823
+2% +$214K
MOAT icon
127
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$11.3M 0.17%
149,041
+3,530
+2% +$268K
IWM icon
128
iShares Russell 2000 ETF
IWM
$80.3B
$11.3M 0.17%
50,751
-3,364
-6% -$760K
BKLN icon
129
Invesco Senior Loan ETF
BKLN
$6.97B
$11.2M 0.17%
508,896
-72,366
-12% -$1.6M
COST icon
130
Costco
COST
$422B
$11.2M 0.17%
19,709
-935
-5% -$479K
ETN icon
131
Eaton
ETN
$155B
$11.1M 0.17%
64,029
-1,282
-2% -$212K
APD icon
132
Air Products & Chemicals
APD
$65.2B
$11M 0.17%
36,129
-2,125
-6% -$624K
TJX icon
133
TJX Companies
TJX
$173B
$11M 0.17%
144,619
+11,756
+9% +$815K
FTSL icon
134
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$10.9M 0.17%
+228,141
New +$10.9M
CMCSA icon
135
Comcast
CMCSA
$80.9B
$10.9M 0.16%
215,826
-121,500
-36% -$6.33M
GD icon
136
General Dynamics
GD
$105B
$10.8M 0.16%
52,007
-11,358
-18% -$2.29M
AON icon
137
Aon
AON
$78.4B
$10.8M 0.16%
35,967
-337
-0.9% -$101K
AXP icon
138
American Express
AXP
$229B
$10.6M 0.16%
65,088
-9,196
-12% -$1.57M
LMT icon
139
Lockheed Martin
LMT
$134B
$10.5M 0.16%
29,483
+3,420
+13% +$1.18M
PAYX icon
140
Paychex
PAYX
$41.1B
$10.4M 0.16%
76,304
-158
-0.2% -$19.5K
AMT icon
141
American Tower
AMT
$77.7B
$10.4M 0.16%
35,571
-21
-0.1% -$5.74K
NKE icon
142
Nike
NKE
$62.5B
$10.4M 0.16%
62,251
+1,116
+2% +$184K
QUAL icon
143
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$10.2M 0.15%
70,046
+627
+0.9% +$88.6K
EMR icon
144
Emerson Electric
EMR
$83.6B
$10.2M 0.15%
109,644
-8,025
-7% -$756K
NEE icon
145
NextEra Energy
NEE
$185B
$10.1M 0.15%
107,704
-20,551
-16% -$1.78M
MGK icon
146
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$10M 0.15%
192,160
+11,900
+7% +$603K
AMGN icon
147
Amgen
AMGN
$203B
$9.98M 0.15%
44,368
+2,611
+6% +$551K
ILMN icon
148
Illumina
ILMN
$28.7B
$9.97M 0.15%
26,929
+10,224
+61% +$3.87M
XLE icon
149
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$9.81M 0.15%
353,712
+134,866
+62% +$3.81M
HOMB icon
150
Home BancShares
HOMB
$6.21B
$9.73M 0.15%
399,444
-9,634
-2% -$237K
4 5
6
7 8

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.