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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSFE icon
1276
Paysafe
PSFE
$407M
$62K ﹤0.01%
1,313
-1,605
-55% -$107K
ICMB icon
1277
Investcorp Credit Management BDC
ICMB
$11.3M
$60K ﹤0.01%
12,180
-5,619
-32% -$30.2K
SWN
1278
DELISTED
Southwestern Energy Company
SWN
$59K ﹤0.01%
12,766
-496
-4% -$2.47K
BRW
1279
Saba Capital Income & Opportunities Fund
BRW
$336M
$56K ﹤0.01%
6,158
– –
LYG icon
1280
Lloyds Banking Group
LYG
$87.4B
$47K ﹤0.01%
+18,483
New +$47.1K
TELL
1281
DELISTED
Tellurian Inc.
TELL
$45K ﹤0.01%
+14,500
New +$51.5K
VINO
1282
DELISTED
Gaucho Group Holdings, Inc. Common Stock
VINO
$45K ﹤0.01%
+17
New +$58.5K
AVO icon
1283
Mission Produce
AVO
$1.1B
$42K ﹤0.01%
2,700
-100
-4% -$1.86K
TRUE
1284
DELISTED
TrueCar
TRUE
$42K ﹤0.01%
12,300
-386,989
-97% -$1.47M
PTC icon
1285
PTC
PTC
$13.7B
$39K ﹤0.01%
324
+50
+18% +$6.03K
TNDM icon
1286
Tandem Diabetes Care
TNDM
$1.17B
$36K ﹤0.01%
241
– –
KTOS icon
1287
Kratos Defense & Security Solutions
KTOS
$8.88B
$32K ﹤0.01%
1,661
-164,945
-99% -$3.48M
GYRE icon
1288
Gyre Therapeutics
GYRE
$662M
$27K ﹤0.01%
3,891
+1,646
+73% +$28.1K
TCRT icon
1289
Alaunos Therapeutics
TCRT
$4.74M
$27K ﹤0.01%
168
– –
RBC icon
1290
RBC Bearings
RBC
$18.8B
$22K ﹤0.01%
110
+1
+0.9% +$215
TW icon
1291
Tradeweb Markets
TW
$21.3B
$22K ﹤0.01%
219
-16
-7% -$1.48K
AZTA icon
1292
Azenta
AZTA
$1.26B
$17K ﹤0.01%
168
-384
-70% -$41.6K
LMNR icon
1293
Limoneira
LMNR
$237M
$15K ﹤0.01%
1,000
-4,528
-82% -$71.1K
SDGR icon
1294
Schrodinger
SDGR
$1.12B
$13K ﹤0.01%
375
– –
CHRW icon
1295
C.H. Robinson
CHRW
$22B
$11K ﹤0.01%
102
-77
-43% -$7.48K
VNOM icon
1296
Viper Energy
VNOM
$8.81B
$11K ﹤0.01%
500
– –
NINE
1297
DELISTED
Nine Energy Service
NINE
$10K ﹤0.01%
10,000
– –
PIPR icon
1298
Piper Sandler
PIPR
$5.14B
$9K ﹤0.01%
200
– –
RL icon
1299
Ralph Lauren
RL
$22.2B
$8K ﹤0.01%
65
-25
-28% -$3K
RYAN icon
1300
Ryan Specialty Holdings
RYAN
$5.41B
$8K ﹤0.01%
194
-3
-2% -$114
50 51
52
53 54

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.