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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
1276
BHP
BHP
$213B
– –
-3,651
Closed -$213K
BL icon
1277
BlackLine
BL
$1.8B
– –
-7,373
Closed -$983K
BLOK icon
1278
Amplify Blockchain Technology ETF
BLOK
$1.1B
– –
-23,124
Closed -$809K
CCJ icon
1279
Cameco
CCJ
$38.9B
– –
-11,645
Closed -$156K
EHTH icon
1280
eHealth
EHTH
$43.2M
– –
-205
Closed -$14K
FAUG icon
1281
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
– –
-84,464
Closed -$2.93M
FCFS icon
1282
FirstCash
FCFS
$9.06B
– –
-2,203
Closed -$154K
FIDU icon
1283
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
– –
-66,823
Closed -$3.14M
FIVE icon
1284
Five Below
FIVE
$11.5B
– –
-2,251
Closed -$394K
FOCT icon
1285
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
– –
-16,082
Closed -$508K
G icon
1286
Genpact
G
$5.45B
– –
-6,198
Closed -$256K
HAL icon
1287
Halliburton
HAL
$26.8B
– –
-11,368
Closed -$215K
HCSG icon
1288
Healthcare Services Group
HCSG
$1.58B
– –
-8,742
Closed -$246K
IGLB icon
1289
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.64B
– –
-7,375
Closed -$539K
IGV icon
1290
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
– –
-54,770
Closed -$3.88M
IPI icon
1291
Intrepid Potash
IPI
$461M
– –
-113,551
Closed -$2.74M
LASR icon
1292
nLIGHT
LASR
$3.82B
– –
-39
Closed -$1K
LOPE icon
1293
Grand Canyon Education
LOPE
$3.84B
– –
-2,268
Closed -$211K
MTSI icon
1294
MACOM Technology Solutions
MTSI
$20.1B
– –
-26,059
Closed -$1.43M
MUA icon
1295
BlackRock MuniAssets Fund
MUA
$529M
– –
-10,649
Closed -$156K
MVF
1296
DELISTED
BlackRock MuniVest Fund
MVF
– –
-20,216
Closed -$186K
NGL icon
1297
NGL Energy Partners
NGL
$1.87B
– –
-15,000
Closed -$36K
NOCT icon
1298
Innovator Growth-100 Power Buffer ETF October
NOCT
$224M
– –
-18,000
Closed -$650K
NTNX icon
1299
Nutanix
NTNX
$15.4B
– –
-10,688
Closed -$341K
OCTW icon
1300
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$320M
– –
-13,275
Closed -$345K
50 51
52
53 54

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AIM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.