Stephens Inc’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Stephens Inc’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$735K	Sell	15,417 -1,488	-9%	-$72.8K	0.01%	734
2025 Q4	$828K	Buy	16,905 +5,686	+51%	+$275K	0.01%	674
2025 Q3	$533K	Hold	11,219	–	–	0.01%	829
2025 Q2	$502K	Sell	11,219 -48,795	-81%	-$2.06M	0.01%	834
2025 Q1	$2.49M	Hold	60,014	–	–	0.04%	405
2024 Q4	$2.56M	Buy	60,014 +13,134	+28%	+$561K	0.04%	393
2024 Q3	$1.98M	Sell	46,880 -51,472	-52%	-$2.15M	0.03%	444
2024 Q2	$4.09M	Sell	98,352 -400	-0.4%	-$16.3K	0.06%	289
2024 Q1	$4.01M	Sell	98,752 -165	-0.2%	-$6.56K	0.06%	294
2023 Q4	$3.85M	Buy	98,917 +54,472	+123%	+$2.04M	0.07%	281
2023 Q3	$1.62M	Sell	44,445 -300	-0.7%	-$11.3K	0.03%	419
2023 Q2	$1.69M	Sell	44,745 -700	-2%	-$25.1K	0.03%	419
2023 Q1	$1.59M	Hold	45,445	–	–	0.03%	439
2022 Q4	$1.5M	Buy	+45,445	New	+$1.49M	0.03%	432
2021 Q1	–	Sell	-16,082	Closed	-$508K	–	1322
2020 Q4	$508K	Buy	+16,082	New	+$492K	0.01%	770

Other funds holding FOCT

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Stephens Inc's FOCT Position: Q1 2026 in Review

Stephens Inc reduced its FT Vest US Equity Buffer ETF October (FOCT) stake by 8.8% in Q1 2026, selling an estimated $72.8K and leaving 15,417 shares worth $735K. The position accounts for 0.01% of the portfolio, ranked #734.

Stephens Inc first reported a position in FOCT in Q4 2020 and has held it in 15 quarters since. The position peaked at $4.09M in Q2 2024. 137 funds tracked by Wall St. Rank hold FOCT as of Q1 2026.

Stephens Inc held 15,417 shares of FT Vest US Equity Buffer ETF October worth $735K as of Q1 2026.
Stephens Inc sold 1,488 FT Vest US Equity Buffer ETF October shares in Q1 2026, an estimated $72.8K.
FT Vest US Equity Buffer ETF October made up 0.01% of Stephens Inc's portfolio in Q1 2026, its #734 holding.
Stephens Inc first reported a position in FT Vest US Equity Buffer ETF October in Q4 2020 and has held it in 15 quarters since.
Stephens Inc's FT Vest US Equity Buffer ETF October position peaked at $4.09M in Q2 2024.
137 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q1 2026.

Based on Stephens Inc's 13F filing for Q1 2026, filed 28 Apr 2026.