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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
1251
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$117K ﹤0.01%
10,466
-67
-0.6% -$737
FTCH
1252
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$117K ﹤0.01%
3,493
+1,535
+78% +$56.4K
VISN
1253
Vistance Networks Inc
VISN
$2.66B
$114K ﹤0.01%
10,289
+105
+1% +$1.15K
COTY icon
1254
Coty
COTY
$2.33B
$113K ﹤0.01%
+10,739
New +$101K
SIEN
1255
DELISTED
Sientra, Inc.
SIEN
$111K ﹤0.01%
3,028
-7,400
-71% -$358K
FOXF icon
1256
Fox Factory Holding Corp
FOXF
$776M
$109K ﹤0.01%
641
+28
+5% +$4.69K
AIV
1257
Aimco
AIV
$380M
$103K ﹤0.01%
13,343
-3,071
-19% -$23.4K
HALO icon
1258
Halozyme
HALO
$9.72B
$102K ﹤0.01%
2,530
– –
CGEN icon
1259
Compugen
CGEN
$216M
$99K ﹤0.01%
23,000
– –
DBX icon
1260
Dropbox
DBX
$6.81B
$98K ﹤0.01%
3,990
-481
-11% -$12.9K
OCSL icon
1261
Oaktree Specialty Lending
OCSL
$1.03B
$98K ﹤0.01%
4,397
– –
MEDP icon
1262
Medpace
MEDP
$16.8B
$94K ﹤0.01%
432
+24
+6% +$5.03K
VVR icon
1263
Invesco Senior Income Trust
VVR
$456M
$86K ﹤0.01%
19,780
– –
BKEPP
1264
DELISTED
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
$86K ﹤0.01%
+10,400
New +$86.7K
HUBG icon
1265
HUB Group
HUBG
$3.01B
$82K ﹤0.01%
1,940
+800
+70% +$31.8K
GRAB icon
1266
Grab
GRAB
$13.5B
$81K ﹤0.01%
+11,350
New +$86.6K
ZEV
1267
DELISTED
Lightning eMotors, Inc.
ZEV
$80K ﹤0.01%
667
-500
-43% -$75.4K
SLAB icon
1268
Silicon Laboratories
SLAB
$7.15B
$75K ﹤0.01%
361
-341
-49% -$62.8K
IAG icon
1269
IAMGOLD
IAG
$8.47B
$69K ﹤0.01%
22,000
– –
OWLT icon
1270
Owlet
OWLT
$153M
$68K ﹤0.01%
+1,822
New +$97.3K
PGEN icon
1271
Precigen
PGEN
$1.93B
$68K ﹤0.01%
18,414
-1,000
-5% -$4.3K
IAA
1272
DELISTED
IAA, Inc. Common Stock
IAA
$66K ﹤0.01%
1,295
-9,494
-88% -$505K
AZEK
1273
DELISTED
The AZEK Co
AZEK
$65K ﹤0.01%
1,406
+822
+141% +$32.7K
ONT
1274
Onterris Inc
ONT
$710M
$63K ﹤0.01%
890
-68
-7% -$4.71K
VRNS icon
1275
Varonis Systems
VRNS
$5.25B
$63K ﹤0.01%
1,301
– –
49 50
51
52 53

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.