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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
1226
Annaly Capital Management
NLY
$16.9B
$182K ﹤0.01%
5,816
-67
-1% -$2.25K
EXEL icon
1227
Exelixis
EXEL
$13.9B
$178K ﹤0.01%
9,752
+2,004
+26% +$38.3K
FIVE icon
1228
Five Below
FIVE
$11.2B
$178K ﹤0.01%
858
-527
-38% -$104K
HSIC icon
1229
Henry Schein
HSIC
$9.74B
$173K ﹤0.01%
2,230
+123
+6% +$9.4K
WSR
1230
DELISTED
Whitestone REIT
WSR
$173K ﹤0.01%
17,037
– –
RPC
1231
Ridgepost Capital
RPC
$927M
$172K ﹤0.01%
+12,300
New +$162K
SIRI icon
1232
SiriusXM
SIRI
$10B
$168K ﹤0.01%
2,651
+2
+0.1% +$125
AMBA icon
1233
Ambarella
AMBA
$2.99B
$167K ﹤0.01%
+821
New +$152K
STEW
1234
SRH Total Return Fund
STEW
$1.75B
$165K ﹤0.01%
11,583
– –
BCS icon
1235
Barclays
BCS
$94.1B
$164K ﹤0.01%
15,881
-210
-1% -$2.2K
SMFG icon
1236
Sumitomo Mitsui Financial
SMFG
$166B
$163K ﹤0.01%
24,042
-46,081
-66% -$312K
HYI
1237
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$158K ﹤0.01%
10,000
-1,330
-12% -$20.7K
BCX icon
1238
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$156K ﹤0.01%
16,632
+1,715
+11% +$16K
EVV
1239
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$149K ﹤0.01%
11,375
-3,640
-24% -$47.9K
PBPB
1240
DELISTED
Potbelly
PBPB
$141K ﹤0.01%
25,185
+7,462
+42% +$43.5K
NUVA
1241
DELISTED
NuVasive, Inc.
NUVA
$134K ﹤0.01%
2,553
+438
+21% +$23.8K
GEL icon
1242
Genesis Energy
GEL
$1.84B
$130K ﹤0.01%
12,098
+16
+0.1% +$178
IMGN
1243
DELISTED
Immunogen Inc
IMGN
$130K ﹤0.01%
17,484
-4,667
-21% -$29K
GAB icon
1244
Gabelli Equity Trust
GAB
$1.74B
$129K ﹤0.01%
17,973
-398
-2% -$2.79K
PAGP icon
1245
Plains GP Holdings
PAGP
$5.23B
$129K ﹤0.01%
12,698
-3,100
-20% -$33.4K
SYNH
1246
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$128K ﹤0.01%
1,242
– –
AUY
1247
DELISTED
Yamana Gold, Inc.
AUY
$126K ﹤0.01%
+29,761
New +$123K
PSEC icon
1248
Prospect Capital
PSEC
$1.06B
$121K ﹤0.01%
14,416
+3,477
+32% +$29.3K
MJ icon
1249
Amplify Alternative Harvest ETF
MJ
$101M
$120K ﹤0.01%
903
-83
-8% -$13.1K
CYBR
1250
DELISTED
CyberArk
CYBR
$118K ﹤0.01%
680
– –
48 49
50
51 52

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.