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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.44%
2 Technology 10.86%
3 Financials 9.07%
4 Healthcare 7.32%
5 Consumer Discretionary 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSFS icon
1201
WSFS Financial
WSFS
$4.04B
$206K ﹤0.01%
4,101
– –
FVRR icon
1202
Fiverr
FVRR
$321M
$205K ﹤0.01%
1,807
+602
+50% +$93.9K
NHC icon
1203
National Healthcare
NHC
$3.56B
$205K ﹤0.01%
3,018
– –
CCK icon
1204
Crown Holdings
CCK
$12.2B
$204K ﹤0.01%
+1,842
New +$196K
DRI icon
1205
Darden Restaurants
DRI
$23.8B
$203K ﹤0.01%
1,349
-55
-4% -$8.13K
TSE
1206
DELISTED
Trinseo
TSE
$203K ﹤0.01%
3,876
-849
-18% -$46K
BKI
1207
DELISTED
Black Knight, Inc. Common Stock
BKI
$203K ﹤0.01%
+2,453
New +$183K
HTD
1208
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$886M
$202K ﹤0.01%
+7,707
New +$189K
VG
1209
DELISTED
Vonage Holdings Corporation
VG
$202K ﹤0.01%
9,740
-575
-6% -$10.5K
CRH icon
1210
CRH
CRH
$59.4B
$201K ﹤0.01%
3,801
-708
-16% -$34.9K
MTG icon
1211
MGIC Investment
MTG
$6.33B
$201K ﹤0.01%
13,911
-6,461
-32% -$97.9K
NWL icon
1212
Newell Brands
NWL
$2.56B
$201K ﹤0.01%
+9,219
New +$208K
BAX icon
1213
Baxter International
BAX
$12.6B
$200K ﹤0.01%
+2,331
New +$188K
HQY icon
1214
HealthEquity
HQY
$7.66B
$199K ﹤0.01%
4,496
+1,640
+57% +$95.5K
IEZ icon
1215
iShares US Oil Equipment & Services ETF
IEZ
$392M
$197K ﹤0.01%
15,246
+500
+3% +$6.95K
HFRO
1216
Highland Opportunities and Income Fund
HFRO
$408M
$193K ﹤0.01%
17,570
-2,619
-13% -$29.2K
ICL icon
1217
ICL Group
ICL
$7.59B
$193K ﹤0.01%
+20,000
New +$178K
MNDT
1218
DELISTED
Mandiant, Inc. Common Stock
MNDT
$193K ﹤0.01%
10,975
-31,850
-74% -$560K
KD icon
1219
Kyndryl
KD
$2.83B
$191K ﹤0.01%
+10,534
New +$227K
AAL icon
1220
American Airlines Group
AAL
$8.57B
$189K ﹤0.01%
10,549
-3,717
-26% -$71.3K
ENLC
1221
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$189K ﹤0.01%
27,385
-8,807
-24% -$63.7K
OLLI icon
1222
Ollie's Bargain Outlet
OLLI
$4.3B
$187K ﹤0.01%
3,662
+836
+30% +$50.9K
SCM icon
1223
Stellus Capital Investment Corp
SCM
$238M
$186K ﹤0.01%
14,275
– –
BCPC
1224
Balchem Corp
BCPC
$5.37B
$185K ﹤0.01%
1,098
+64
+6% +$10.3K
SI
1225
DELISTED
Silvergate Capital Corporation
SI
$183K ﹤0.01%
1,233
+66
+6% +$11.3K
47 48
49
50 51

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.