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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVN icon
1176
FIVE9
FIVN
$1.77B
$217K ﹤0.01%
+1,580
New +$234K
ICVT icon
1177
iShares Convertible Bond ETF
ICVT
$7.23B
$216K ﹤0.01%
2,418
– –
PRAA icon
1178
PRA Group
PRAA
$648M
$216K ﹤0.01%
4,298
+231
+6% +$10.3K
VGK icon
1179
Vanguard FTSE Europe ETF
VGK
$30B
$216K ﹤0.01%
3,158
-143
-4% -$9.68K
CMS icon
1180
CMS Energy
CMS
$23.1B
$215K ﹤0.01%
3,309
-671
-17% -$41.2K
OC icon
1181
Owens Corning
OC
$11.5B
$215K ﹤0.01%
2,374
-823
-26% -$74.7K
BLD
1182
DELISTED
TopBuild
BLD
$214K ﹤0.01%
+775
New +$198K
LESL icon
1183
Leslie's
LESL
$11.6M
$214K ﹤0.01%
453
+86
+23% +$37.1K
RSPG icon
1184
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$572M
$214K ﹤0.01%
+4,483
New +$220K
EFIV icon
1185
State Street SPDR S&P 500 ESG ETF
EFIV
$1.06B
$213K ﹤0.01%
+4,700
New +$205K
KBE icon
1186
State Street SPDR S&P Bank ETF
KBE
$1.64B
$213K ﹤0.01%
+3,898
New +$216K
THO icon
1187
Thor Industries
THO
$3.99B
$213K ﹤0.01%
2,057
+216
+12% +$23.4K
VGSH icon
1188
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$213K ﹤0.01%
3,502
– –
CNP icon
1189
CenterPoint Energy
CNP
$29.1B
$212K ﹤0.01%
7,604
-625
-8% -$16.7K
HLIO icon
1190
Helios Technologies
HLIO
$2.64B
$212K ﹤0.01%
+2,015
New +$196K
PRO
1191
DELISTED
PROS Holdings
PRO
$212K ﹤0.01%
6,146
+1,991
+48% +$68.2K
BGT icon
1192
BlackRock Floating Rate Income Trust
BGT
$322M
$211K ﹤0.01%
15,095
– –
IEF icon
1193
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$211K ﹤0.01%
1,832
-528
-22% -$60.7K
MPWR icon
1194
Monolithic Power Systems
MPWR
$65.5B
$211K ﹤0.01%
427
+13
+3% +$6.71K
BDXB
1195
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$211K ﹤0.01%
+4,001
New +$210K
ALK icon
1196
Alaska Air
ALK
$5.15B
$208K ﹤0.01%
4,000
-800
-17% -$43.3K
FINW icon
1197
FinWise Bancorp
FINW
$189M
$208K ﹤0.01%
+15,100
New +$200K
SMAR
1198
DELISTED
Smartsheet Inc.
SMAR
$207K ﹤0.01%
+2,668
New +$186K
SCHX icon
1199
Schwab US Large- Cap ETF
SCHX
$70.9B
$206K ﹤0.01%
10,878
-2,964
-21% -$54.8K
VOYA icon
1200
Voya Financial
VOYA
$8.94B
$206K ﹤0.01%
3,102
-1,500
-33% -$98.8K
46 47
48
49 50

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.