We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDOC icon
1051
Teladoc Health
TDOC
$1.58B
$294K ﹤0.01%
3,203
-1,274
-28% -$152K
BXMX
1052
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$293K ﹤0.01%
+19,977
New +$294K
CSL icon
1053
Carlisle Companies
CSL
$13.6B
$293K ﹤0.01%
1,182
-45
-4% -$10.3K
ADC icon
1054
Agree Realty
ADC
$9.68B
$292K ﹤0.01%
4,092
-2,594
-39% -$180K
ARKQ icon
1055
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$292K ﹤0.01%
+3,793
New +$310K
WHD icon
1056
Cactus
WHD
$3.83B
$292K ﹤0.01%
7,669
+200
+3% +$8.05K
WEC icon
1057
WEC Energy
WEC
$37.7B
$290K ﹤0.01%
2,992
-122
-4% -$11.2K
JEPI icon
1058
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$289K ﹤0.01%
+4,567
New +$281K
MLPX icon
1059
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$288K ﹤0.01%
8,145
– –
USIG icon
1060
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$288K ﹤0.01%
4,828
-6,653
-58% -$399K
GATX icon
1061
GATX Corp
GATX
$6.55B
$287K ﹤0.01%
2,750
-314
-10% -$31.3K
VST icon
1062
Vistra
VST
$55.1B
$287K ﹤0.01%
12,598
-5,429
-30% -$109K
PHYS icon
1063
Sprott Physical Gold
PHYS
$14.6B
$286K ﹤0.01%
19,888
– –
GKOS icon
1064
Glaukos
GKOS
$9.02B
$284K ﹤0.01%
6,397
+475
+8% +$21.9K
BURL icon
1065
Burlington
BURL
$22B
$283K ﹤0.01%
971
+85
+10% +$23.9K
WPM icon
1066
Wheaton Precious Metals
WPM
$50.6B
$283K ﹤0.01%
6,603
-1,367
-17% -$56.3K
TXG icon
1067
10x Genomics
TXG
$5.87B
$282K ﹤0.01%
+1,890
New +$289K
BGS icon
1068
B&G Foods
BGS
$285M
$281K ﹤0.01%
9,157
-1,183
-11% -$36.2K
CDC icon
1069
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
$281K ﹤0.01%
4,035
-100
-2% -$6.72K
XHB icon
1070
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$281K ﹤0.01%
3,277
-1,216
-27% -$97.4K
OLN icon
1071
Olin
OLN
$2.64B
$280K ﹤0.01%
4,870
-1,677
-26% -$94K
INDS icon
1072
Pacer Industrial Real Estate ETF
INDS
$118M
$279K ﹤0.01%
4,970
– –
JMST icon
1073
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$279K ﹤0.01%
5,469
– –
PRG icon
1074
PROG Holdings
PRG
$1.75B
$279K ﹤0.01%
6,179
+270
+5% +$12.2K
NRG icon
1075
NRG Energy
NRG
$29.8B
$278K ﹤0.01%
6,444
+2
+0% +$79
41 42
43
44 45

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.