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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.44%
2 Technology 10.86%
3 Financials 9.07%
4 Healthcare 7.32%
5 Consumer Discretionary 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
1001
Invesco Taxable Municipal Bond ETF
BAB
$883M
$337K 0.01%
+10,212
New +$337K
CTR
1002
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$337K 0.01%
14,231
-766
-5% -$19.3K
DOLE icon
1003
Dole
DOLE
$1.28B
$336K 0.01%
25,210
+9,450
+60% +$132K
FTGC icon
1004
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.35B
$333K 0.01%
14,451
+1,902
+15% +$46.8K
HTGC icon
1005
Hercules Capital
HTGC
$3.26B
$332K 0.01%
20,042
+5,992
+43% +$102K
IYM icon
1006
iShares US Basic Materials ETF
IYM
$1.18B
$332K 0.01%
2,369
-1,790
-43% -$241K
MRSH
1007
Marsh
MRSH
$84.6B
$332K 0.01%
1,908
-224
-11% -$37.2K
GGG icon
1008
Graco
GGG
$12.3B
$330K 0.01%
4,097
-109
-3% -$8.28K
QLYS icon
1009
Qualys
QLYS
$5.59B
$330K 0.01%
2,405
+118
+5% +$15.1K
HACK icon
1010
Amplify Cybersecurity ETF
HACK
$2.87B
$329K 0.01%
5,358
-290
-5% -$18.3K
TAN icon
1011
Invesco Solar ETF
TAN
$1.01B
$329K 0.01%
4,270
-29
-0.7% -$2.54K
UGI icon
1012
UGI
UGI
$8.15B
$329K 0.01%
7,168
+745
+12% +$33.1K
NHI icon
1013
National Health Investors
NHI
$3.45B
$328K 0.01%
5,699
-437
-7% -$24.2K
LGND icon
1014
Ligand Pharmaceuticals
LGND
$5.76B
$327K ﹤0.01%
3,398
+128
+4% +$11.8K
CXT icon
1015
Crane NXT
CXT
$2.9B
$326K ﹤0.01%
9,233
+3
+0% +$104
MKL icon
1016
Markel Group
MKL
$22.1B
$326K ﹤0.01%
264
-75
-22% -$94.6K
MTTR
1017
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$326K ﹤0.01%
15,785
+1,300
+9% +$29.8K
CP icon
1018
Canadian Pacific Kansas City
CP
$78.1B
$324K ﹤0.01%
4,498
-18
-0.4% -$1.31K
EQH icon
1019
Equitable Holdings
EQH
$14.3B
$323K ﹤0.01%
9,849
-2,790
-22% -$91.6K
XSW icon
1020
State Street SPDR S&P Software & Services ETF
XSW
$474M
$323K ﹤0.01%
1,950
+600
+44% +$104K
BALL icon
1021
Ball Corp
BALL
$15.8B
$322K ﹤0.01%
3,342
-1,232
-27% -$114K
HUN icon
1022
Huntsman Corp
HUN
$1.67B
$322K ﹤0.01%
+9,229
New +$301K
MIC
1023
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$322K ﹤0.01%
88,142
-145,886
-62% -$954K
SLG icon
1024
SL Green Realty
SLG
$3.66B
$319K ﹤0.01%
4,323
-723
-14% -$53.2K
SNPS icon
1025
Synopsys
SNPS
$76.1B
$317K ﹤0.01%
861
-216
-20% -$72.8K
39 40
41
42 43

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.