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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
976
Marriott International
MAR
$98.7B
$238K 0.01%
1,697
– –
MOTI icon
977
VanEck Morningstar International Moat ETF
MOTI
$70.1M
$238K 0.01%
9,535
– –
SRVR icon
978
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$238K 0.01%
8,324
+1
+0% +$34
FTAI icon
979
FTAI Aviation
FTAI
$22.2B
$237K 0.01%
15,806
-2,677
-14% -$46.2K
NFG icon
980
National Fuel Gas
NFG
$7.84B
$237K 0.01%
3,856
-115
-3% -$7.93K
WAL icon
981
Western Alliance Bancorporation
WAL
$9.07B
$237K 0.01%
3,609
-110
-3% -$8.33K
MSCI icon
982
MSCI
MSCI
$40B
$235K 0.01%
557
-1
-0.2% -$458
CP icon
983
Canadian Pacific Kansas City
CP
$82B
$233K 0.01%
3,496
+13
+0.4% +$982
DHI icon
984
D.R. Horton
DHI
$41B
$233K 0.01%
3,465
-233
-6% -$17.1K
CHTR icon
985
Charter Communications
CHTR
$14.7B
$232K 0.01%
765
+5
+0.7% +$2.14K
CIEN icon
986
Ciena
CIEN
$55.3B
$232K 0.01%
5,736
-110
-2% -$5.29K
CEM
987
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$231K ﹤0.01%
7,735
+75
+1% +$2.43K
DNB
988
DELISTED
Dun & Bradstreet
DNB
$229K ﹤0.01%
18,504
-3,420
-16% -$50.7K
TSLX icon
989
Sixth Street Specialty
TSLX
$1.59B
$229K ﹤0.01%
14,025
– –
VXUS icon
990
Vanguard Total International Stock ETF
VXUS
$153B
$229K ﹤0.01%
+5,012
New +$256K
DAR icon
991
Darling Ingredients
DAR
$9.93B
$228K ﹤0.01%
3,446
– –
IBDT icon
992
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$228K ﹤0.01%
9,595
– –
WHD icon
993
Cactus
WHD
$3.83B
$228K ﹤0.01%
5,940
– –
VIOG icon
994
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$227K ﹤0.01%
2,592
-90
-3% -$8.7K
SPHD icon
995
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$225K ﹤0.01%
5,741
+2
+0% +$88
SWKS icon
996
Skyworks Solutions
SWKS
$9.06B
$225K ﹤0.01%
2,638
-39
-1% -$3.99K
NXPI icon
997
NXP Semiconductors
NXPI
$68B
$224K ﹤0.01%
1,518
+78
+5% +$13.1K
AIRC
998
DELISTED
Apartment Income REIT Corp.
AIRC
$223K ﹤0.01%
5,785
-1,454
-20% -$61.6K
BN icon
999
Brookfield
BN
$102B
$221K ﹤0.01%
10,042
+484
+5% +$12.5K
SPEM icon
1000
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$221K ﹤0.01%
7,133
+527
+8% +$17.9K
38 39
40
41 42

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.