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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
976
Calamos Strategic Total Return Fund
CSQ
$3.21B
$359K 0.01%
18,611
– –
PPLI
977
People Inc
PPLI
$3.1B
$359K 0.01%
3,350
+49
+1% +$5.53K
IFRA icon
978
iShares US Infrastructure ETF
IFRA
$4.65B
$359K 0.01%
9,386
+2,665
+40% +$97.7K
MAS icon
979
Masco
MAS
$16B
$359K 0.01%
5,107
+148
+3% +$9.57K
MRCC
980
DELISTED
Monroe Capital Corp
MRCC
$359K 0.01%
31,958
-1,263
-4% -$13.7K
HR
981
DELISTED
Healthcare Realty Trust Incorporated
HR
$359K 0.01%
11,362
-49
-0.4% -$1.57K
AGZ icon
982
iShares Agency Bond ETF
AGZ
$553M
$357K 0.01%
3,046
– –
XLRE icon
983
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$357K 0.01%
+6,891
New +$332K
PHR icon
984
Phreesia
PHR
$632M
$356K 0.01%
8,545
+342
+4% +$20.3K
KIO
985
KKR Income Opportunities Fund
KIO
$450M
$355K 0.01%
20,955
– –
IEFA icon
986
iShares Core MSCI EAFE ETF
IEFA
$186B
$353K 0.01%
4,730
+452
+11% +$34K
SOXX icon
987
iShares Semiconductor ETF
SOXX
$44.2B
$351K 0.01%
1,941
+438
+29% +$73.5K
LSXMK
988
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$351K 0.01%
8,910
-3,302
-27% -$128K
LITE icon
989
Lumentum
LITE
$59.4B
$350K 0.01%
3,310
+76
+2% +$6.92K
CCL icon
990
Carnival Corporation Ltd
CCL
$36.1B
$349K 0.01%
17,356
-5,763
-25% -$123K
ASA
991
ASA Gold and Precious Metals
ASA
$948M
$348K 0.01%
16,510
+2,045
+14% +$42.6K
TDF
992
Templeton Dragon Fund
TDF
$268M
$347K 0.01%
20,419
+965
+5% +$17.2K
QAI icon
993
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$345K 0.01%
10,847
– –
SNOW icon
994
Snowflake
SNOW
$92.9B
$345K 0.01%
+1,018
New +$355K
RVT icon
995
Royce Value Trust
RVT
$2.21B
$344K 0.01%
17,541
+271
+2% +$5.12K
RVACU
996
DELISTED
Riverview Acquisition Corp. Unit
RVACU
$342K 0.01%
35,250
-60,000
-63% -$598K
ACHC icon
997
Acadia Healthcare
ACHC
$3.17B
$341K 0.01%
5,616
+289
+5% +$17.2K
FSTA icon
998
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$340K 0.01%
7,290
-588
-7% -$25.9K
EQT icon
999
EQT Corp
EQT
$33.2B
$339K 0.01%
15,530
-6,000
-28% -$126K
SSB icon
1000
SouthState Bank Corp
SSB
$10.3B
$339K 0.01%
4,226
+1,529
+57% +$122K
38 39
40
41 42

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.