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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
76
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$20.6M 0.31%
336,235
-32,064
-9% -$1.98M
NVDA icon
77
NVIDIA
NVDA
$4.76T
$20.6M 0.31%
699,510
+25,440
+4% +$700K
MCD icon
78
McDonald's
MCD
$192B
$20.3M 0.31%
75,680
-2,962
-4% -$748K
QCOM icon
79
Qualcomm
QCOM
$179B
$20M 0.3%
109,371
-7,168
-6% -$1.15M
ACN icon
80
Accenture
ACN
$94.3B
$19.5M 0.3%
47,154
-3,009
-6% -$1.1M
VOE icon
81
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$18.9M 0.29%
125,692
+17,747
+16% +$2.61M
MDT icon
82
Medtronic
MDT
$108B
$18.9M 0.29%
182,543
-43,607
-19% -$5.05M
IGIB icon
83
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$18.7M 0.28%
315,532
-8,567
-3% -$510K
IOO icon
84
iShares Global 100 ETF
IOO
$8.68B
$18.6M 0.28%
239,015
-6,907
-3% -$523K
AVGO icon
85
Broadcom
AVGO
$1.82T
$18.5M 0.28%
277,650
-65,120
-19% -$3.66M
PEP icon
86
PepsiCo
PEP
$191B
$17.5M 0.26%
100,765
-9,286
-8% -$1.52M
CAT icon
87
Caterpillar
CAT
$402B
$17.3M 0.26%
83,755
+10,657
+15% +$2.15M
FDL icon
88
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$17.2M 0.26%
482,458
-9,239
-2% -$315K
NOW icon
89
ServiceNow
NOW
$109B
$16.9M 0.26%
130,295
-215
-0.2% -$28.2K
SPLV icon
90
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$16.8M 0.25%
245,268
-9,949
-4% -$641K
EEM icon
91
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$16.5M 0.25%
338,682
+48,603
+17% +$2.45M
IMCG icon
92
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$16.3M 0.25%
223,121
+17,136
+8% +$1.25M
CWB icon
93
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$16.2M 0.24%
194,764
+16,439
+9% +$1.41M
PRU icon
94
Prudential Financial
PRU
$42.3B
$16M 0.24%
147,606
+2,090
+1% +$227K
ADP icon
95
Automatic Data Processing
ADP
$102B
$16M 0.24%
64,784
-6,157
-9% -$1.39M
LMBS icon
96
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$15.9M 0.24%
317,862
+241,323
+315% +$12.1M
ADSK icon
97
Autodesk
ADSK
$47.7B
$15.6M 0.24%
55,596
+4,297
+8% +$1.25M
SWAN icon
98
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$15.2M 0.23%
440,550
-12,080
-3% -$430K
RGEN icon
99
Repligen
RGEN
$7.39B
$15.1M 0.23%
57,090
+948
+2% +$255K
EFA icon
100
iShares MSCI EAFE ETF
EFA
$76.8B
$14.7M 0.22%
186,917
-17,208
-8% -$1.36M
2 3
4
5 6

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.