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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGE icon
951
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$382K 0.01%
9,620
– –
VSDA icon
952
VictoryShares Dividend Accelerator ETF
VSDA
$244M
$382K 0.01%
8,022
+33
+0.4% +$1.51K
SWKS icon
953
Skyworks Solutions
SWKS
$9.06B
$381K 0.01%
2,454
+1,019
+71% +$163K
VIS icon
954
Vanguard Industrials ETF
VIS
$8.23B
$381K 0.01%
1,878
+94
+5% +$18.8K
RWL icon
955
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$379K 0.01%
4,739
-2,464
-34% -$190K
AAXJ icon
956
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$378K 0.01%
4,575
-9,808
-68% -$836K
KAPR icon
957
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$378K 0.01%
13,739
-10,730
-44% -$297K
SCHF icon
958
Schwab International Equity ETF
SCHF
$65.6B
$376K 0.01%
19,332
– –
NEA icon
959
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$373K 0.01%
23,934
-6,072
-20% -$92.4K
CPNG icon
960
Coupang
CPNG
$27.8B
$372K 0.01%
+12,658
New +$356K
DOC
961
DELISTED
PHYSICIANS REALTY TRUST
DOC
$372K 0.01%
19,763
-6,100
-24% -$112K
BR icon
962
Broadridge
BR
$17.2B
$370K 0.01%
2,023
-370
-15% -$65K
SCI icon
963
Service Corp International
SCI
$11.4B
$370K 0.01%
5,219
– –
SRVR icon
964
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$370K 0.01%
8,549
+707
+9% +$28.7K
HST icon
965
Host Hotels & Resorts
HST
$16.8B
$369K 0.01%
21,208
-11,312
-35% -$191K
HOLX
966
DELISTED
Hologic
HOLX
$368K 0.01%
4,803
+137
+3% +$10.1K
BIO icon
967
Bio-Rad Laboratories Class A
BIO
$8.42B
$367K 0.01%
486
-1
-0.2% -$748
TLT icon
968
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$367K 0.01%
2,476
-239
-9% -$35.2K
TRI icon
969
Thomson Reuters
TRI
$39.4B
$367K 0.01%
2,912
+515
+21% +$64.1K
SNA icon
970
Snap-on
SNA
$20.9B
$366K 0.01%
+1,700
New +$363K
DSL
971
DoubleLine Income Solutions Fund
DSL
$1.21B
$364K 0.01%
22,580
-2,313
-9% -$39.6K
FCVT icon
972
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$363K 0.01%
8,775
– –
STWD icon
973
Starwood Property Trust
STWD
$6.12B
$362K 0.01%
14,889
– –
AOK icon
974
iShares Core Conservative Allocation ETF
AOK
$803M
$361K 0.01%
9,016
+2,561
+40% +$102K
ANET icon
975
Arista Networks
ANET
$219B
$360K 0.01%
10,016
-3,296
-25% -$98.3K
37 38
39
40 41

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.