We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNG icon
951
Cheniere Energy
LNG
$56.2B
$270K 0.01%
4,289
– –
CURO
952
DELISTED
CURO Group Holdings Corp.
CURO
$268K 0.01%
20,154
-479
-2% -$6.12K
CSQ icon
953
Calamos Strategic Total Return Fund
CSQ
$3.21B
$266K 0.01%
20,896
-450
-2% -$5.76K
FNB icon
954
FNB Corp
FNB
$6.78B
$266K 0.01%
23,085
– –
PB icon
955
Prosperity Bancshares
PB
$8.78B
$266K 0.01%
3,773
+23
+0.6% +$1.55K
FCVT icon
956
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$265K 0.01%
8,494
– –
PNFP icon
957
Pinnacle Financial Partners Inc
PNFP
$15.5B
$265K 0.01%
4,670
+25
+0.5% +$1.4K
UTF icon
958
Cohen & Steers Infrastructure Fund
UTF
$3.13B
$264K 0.01%
9,707
-113
-1% -$2.99K
XHB icon
959
State Street SPDR S&P Homebuilders ETF
XHB
$1.73B
$263K 0.01%
5,971
-195
-3% -$8.2K
BSJO
960
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$262K 0.01%
10,405
+382
+4% +$9.65K
EFR
961
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$261K 0.01%
19,983
– –
PBA icon
962
Pembina Pipeline
PBA
$29.9B
$260K 0.01%
7,005
-36
-0.5% -$1.33K
DVN icon
963
Devon Energy
DVN
$52B
$258K 0.01%
10,743
+1,049
+11% +$26.3K
NFJ
964
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$257K 0.01%
21,028
-684
-3% -$8.42K
ARCB icon
965
ArcBest
ARCB
$3.45B
$256K 0.01%
8,401
+500
+6% +$14.4K
CHRW icon
966
C.H. Robinson
CHRW
$22.3B
$256K 0.01%
3,019
+1,615
+115% +$136K
BHE icon
967
Benchmark Electronics
BHE
$2.93B
$255K 0.01%
8,762
+554
+7% +$14.8K
SLY
968
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$255K 0.01%
3,797
+773
+26% +$51.7K
LULU icon
969
lululemon athletica
LULU
$13B
$254K 0.01%
1,320
+397
+43% +$74.2K
RAMP icon
970
LiveRamp
RAMP
$2.29B
$254K 0.01%
5,919
-1,156
-16% -$53.7K
AMP icon
971
Ameriprise Financial
AMP
$46.6B
$253K 0.01%
+1,718
New +$241K
NEAR icon
972
iShares Short Maturity Bond ETF
NEAR
$4.8B
$253K 0.01%
5,021
– –
ROL icon
973
Rollins
ROL
$18.6B
$253K 0.01%
11,144
– –
XIFR
974
XPLR Infrastructure LP
XIFR
$1.19B
$253K 0.01%
4,786
+11
+0.2% +$553
CMA
975
DELISTED
Comerica
CMA
$252K 0.01%
3,814
-1,899
-33% -$126K
37 38
39
40 41

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.