We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPST icon
926
Upstart Holdings
UPST
$2.58B
$402K 0.01%
2,654
+1,033
+64% +$258K
GDS icon
927
GDS Holdings
GDS
$6.34B
$401K 0.01%
8,500
– –
FEP icon
928
First Trust Europe AlphaDEX Fund
FEP
$513M
$400K 0.01%
9,274
+278
+3% +$11.9K
SU icon
929
Suncor Energy
SU
$77.7B
$399K 0.01%
15,960
-8,038
-33% -$196K
VSS icon
930
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$399K 0.01%
2,976
+37
+1% +$5.01K
PKG icon
931
Packaging Corp of America
PKG
$22.7B
$398K 0.01%
2,924
-604
-17% -$81.2K
FLG
932
Flagstar Bank National Association
FLG
$5.77B
$397K 0.01%
10,828
-1,009
-9% -$38.5K
RIVN icon
933
Rivian
RIVN
$22.9B
$395K 0.01%
+3,814
New +$439K
PODD icon
934
Insulet
PODD
$11.3B
$394K 0.01%
1,480
+568
+62% +$165K
BSJO
935
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$394K 0.01%
15,763
-689
-4% -$17.2K
GNK icon
936
Genco Shipping & Trading
GNK
$1.17B
$393K 0.01%
24,591
– –
ACWI icon
937
iShares MSCI ACWI ETF
ACWI
$32.6B
$392K 0.01%
3,707
– –
CSR
938
Centerspace
CSR
$936M
$392K 0.01%
3,537
-18
-0.5% -$1.86K
LADR
939
Ladder Capital
LADR
$1.25B
$392K 0.01%
32,663
-809
-2% -$9.59K
PWV icon
940
Invesco Large Cap Value ETF
PWV
$1.66B
$390K 0.01%
8,001
+38
+0.5% +$1.8K
RITM icon
941
Rithm Capital
RITM
$5.09B
$389K 0.01%
36,343
+7,323
+25% +$81.7K
TEI
942
Templeton Emerging Markets Income Fund
TEI
$310M
$389K 0.01%
53,363
-23,461
-31% -$177K
BSJM
943
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$389K 0.01%
16,760
-1,262
-7% -$29.3K
DTE icon
944
DTE Energy
DTE
$31.1B
$388K 0.01%
3,243
-666
-17% -$76.2K
VOX icon
945
Vanguard Communication Services ETF
VOX
$5.53B
$388K 0.01%
2,860
-932
-25% -$130K
GGZ
946
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$387K 0.01%
24,349
-1,100
-4% -$17.7K
CIEN icon
947
Ciena
CIEN
$55.3B
$385K 0.01%
4,998
-913
-15% -$56.3K
ETY icon
948
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$384K 0.01%
25,490
-215
-0.8% -$3.14K
IYE icon
949
iShares US Energy ETF
IYE
$1.74B
$384K 0.01%
12,770
-2,749
-18% -$84.6K
ICLN icon
950
iShares Global Clean Energy ETF
ICLN
$2.38B
$383K 0.01%
18,094
– –
36 37
38
39 40

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.