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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
851
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$489K 0.01%
4,298
+295
+7% +$33.7K
BMAC.U
852
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$488K 0.01%
+48,100
New +$489K
BNDW icon
853
Vanguard Total World Bond ETF
BNDW
$1.88B
$486K 0.01%
6,200
– –
MTLS
854
Materialise
MTLS
$379M
$486K 0.01%
+20,380
New +$474K
NEOG icon
855
Neogen
NEOG
$2.05B
$485K 0.01%
10,685
+401
+4% +$17.2K
PING
856
DELISTED
Ping Identity Holding Corp.
PING
$484K 0.01%
21,150
-6,277
-23% -$160K
ETSY icon
857
Etsy
ETSY
$7.65B
$483K 0.01%
2,204
+1,228
+126% +$296K
IEMG icon
858
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$483K 0.01%
8,065
-109
-1% -$6.73K
URA icon
859
Global X Uranium ETF
URA
$5.52B
$483K 0.01%
21,145
-1,100
-5% -$29K
PCH
860
DELISTED
PotlatchDeltic
PCH
$482K 0.01%
8,001
+1,748
+28% +$98K
USA icon
861
Liberty All-Star Equity Fund
USA
$1.75B
$482K 0.01%
57,472
+34,170
+147% +$289K
BTO
862
John Hancock Financial Opportunities Fund
BTO
$802M
$479K 0.01%
10,273
+400
+4% +$17.6K
BLDR icon
863
Builders FirstSource
BLDR
$7.84B
$478K 0.01%
5,573
-650
-10% -$44K
CBRL icon
864
Cracker Barrel
CBRL
$1.2B
$478K 0.01%
+3,717
New +$496K
BSMO
865
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$477K 0.01%
18,550
-19,800
-52% -$510K
WRBY icon
866
Warby Parker
WRBY
$3.01B
$475K 0.01%
+10,199
New +$531K
WU icon
867
Western Union
WU
$2.57B
$475K 0.01%
26,605
-897
-3% -$16.5K
GDXJ icon
868
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$472K 0.01%
11,255
+3,099
+38% +$133K
LAD icon
869
Lithia Motors
LAD
$7.78B
$471K 0.01%
1,586
-601
-27% -$186K
NBIX icon
870
Neurocrine Biosciences
NBIX
$17.7B
$471K 0.01%
5,526
-770
-12% -$70.8K
SMG icon
871
ScottsMiracle-Gro
SMG
$4.03B
$467K 0.01%
2,901
-66
-2% -$10.2K
CHTR icon
872
Charter Communications
CHTR
$14.7B
$465K 0.01%
713
-5
-0.7% -$3.4K
NICE icon
873
Nice
NICE
$5.29B
$464K 0.01%
1,528
+848
+125% +$245K
REGN icon
874
Regeneron Pharmaceuticals
REGN
$68.8B
$462K 0.01%
732
-5
-0.7% -$3.07K
TM icon
875
Toyota
TM
$210B
$461K 0.01%
2,488
-343
-12% -$61.7K
33 34
35
36 37

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.