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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
826
SAP
SAP
$187B
$535K 0.01%
3,818
+687
+22% +$95.9K
IYC icon
827
iShares US Consumer Discretionary ETF
IYC
$1.12B
$533K 0.01%
6,341
+46
+0.7% +$3.81K
CTXS
828
DELISTED
Citrix Systems Inc
CTXS
$533K 0.01%
5,630
-3,620
-39% -$331K
IIPR icon
829
Innovative Industrial Properties
IIPR
$1.78B
$531K 0.01%
2,020
-287
-12% -$73.6K
VXUS icon
830
Vanguard Total International Stock ETF
VXUS
$153B
$530K 0.01%
8,330
– –
POWI icon
831
Power Integrations
POWI
$3.54B
$528K 0.01%
5,687
+567
+11% +$55.7K
BLFS icon
832
BioLife Solutions
BLFS
$1.46B
$526K 0.01%
14,105
+101
+0.7% +$4.33K
FEI
833
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$525K 0.01%
72,450
+4,600
+7% +$34.3K
PDI icon
834
PIMCO Dynamic Income Fund
PDI
$7.4B
$520K 0.01%
20,077
+1,263
+7% +$33K
VREX icon
835
Varex Imaging
VREX
$460M
$519K 0.01%
16,444
+168
+1% +$4.76K
MDC
836
DELISTED
M.D.C. Holdings, Inc.
MDC
$519K 0.01%
9,293
-16,846
-64% -$858K
IVOV icon
837
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$518K 0.01%
6,146
-3,072
-33% -$258K
WRK
838
DELISTED
WestRock Company
WRK
$518K 0.01%
11,681
+802
+7% +$37.7K
FXR icon
839
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$512K 0.01%
8,202
– –
HMC icon
840
Honda
HMC
$36.5B
$512K 0.01%
17,984
-18,982
-51% -$552K
BBY icon
841
Best Buy
BBY
$18B
$510K 0.01%
5,022
-7,515
-60% -$855K
AMJ
842
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$505K 0.01%
28,369
+292
+1% +$5.4K
STAG icon
843
STAG Industrial
STAG
$7.86B
$504K 0.01%
10,507
-13,342
-56% -$581K
DXPE icon
844
DXP Enterprises
DXPE
$2.62B
$498K 0.01%
19,392
– –
SYSB
845
iShares Systematic Bond ETF
SYSB
$1.15B
$498K 0.01%
4,995
– –
SPAB icon
846
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$498K 0.01%
16,801
– –
WMS icon
847
Advanced Drainage Systems
WMS
$10.9B
$498K 0.01%
3,660
+45
+1% +$5.53K
AIRC
848
DELISTED
Apartment Income REIT Corp.
AIRC
$493K 0.01%
9,021
-447
-5% -$23.4K
CNNE icon
849
Cannae Holdings
CNNE
$647M
$492K 0.01%
13,994
-6,034
-30% -$200K
PNOV icon
850
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$491K 0.01%
+15,818
New +$484K
32 33
34
35 36

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.