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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAA icon
801
STAAR Surgical
STAA
$1.16B
$589K 0.01%
6,448
+812
+14% +$87.1K
CMI icon
802
Cummins
CMI
$91.7B
$582K 0.01%
2,670
-3,119
-54% -$711K
EMN icon
803
Eastman Chemical
EMN
$7.8B
$582K 0.01%
4,814
-9,637
-67% -$1.07M
SPYG icon
804
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$580K 0.01%
8,003
+84
+1% +$5.86K
LNC icon
805
Lincoln National
LNC
$7.91B
$573K 0.01%
8,394
– –
YUMC icon
806
Yum China
YUMC
$14.9B
$571K 0.01%
11,457
-1,777
-13% -$96.4K
ENERU
807
DELISTED
Accretion Acquisition Corp Unit
ENERU
$571K 0.01%
+56,000
New +$571K
TROX icon
808
Tronox
TROX
$995M
$568K 0.01%
23,630
– –
MRO
809
DELISTED
Marathon Oil Corporation
MRO
$568K 0.01%
34,582
– –
SCZ icon
810
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$567K 0.01%
7,760
+1,252
+19% +$93K
SLB icon
811
SLB Ltd
SLB
$77.8B
$567K 0.01%
18,928
-2,349
-11% -$74K
EG icon
812
Everest Group
EG
$15.2B
$561K 0.01%
2,049
-2,426
-54% -$656K
J icon
813
Jacobs Solutions
J
$15.9B
$558K 0.01%
4,844
+69
+1% +$7.98K
VLU icon
814
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$557K 0.01%
3,575
– –
OMCL icon
815
Omnicell
OMCL
$1.86B
$556K 0.01%
3,082
+109
+4% +$18.9K
WDAY icon
816
Workday
WDAY
$33.4B
$555K 0.01%
2,033
-186
-8% -$51.6K
AXON
817
Axon Enterprise
AXON
$40.5B
$554K 0.01%
3,528
+665
+23% +$112K
WING icon
818
Wingstop
WING
$3.68B
$551K 0.01%
3,187
+166
+5% +$27.8K
IXC icon
819
iShares Global Energy ETF
IXC
$2.71B
$550K 0.01%
20,000
-176
-0.9% -$4.99K
GDOT icon
820
Green Dot
GDOT
$753M
$544K 0.01%
15,000
-25,000
-63% -$1.02M
TYL icon
821
Tyler Technologies
TYL
$12.2B
$544K 0.01%
1,011
+44
+5% +$22.8K
BSMP
822
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$543K 0.01%
20,925
+9,700
+86% +$252K
ROKU icon
823
Roku
ROKU
$21.1B
$543K 0.01%
2,381
+543
+30% +$146K
VTWO icon
824
Vanguard Russell 2000 ETF
VTWO
$17.3B
$542K 0.01%
6,034
+700
+13% +$63.9K
IONS icon
825
Ionis Pharmaceuticals
IONS
$9.35B
$539K 0.01%
17,701
-3,440
-16% -$108K
31 32
33
34 35

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.