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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOTI icon
776
VanEck Morningstar International Moat ETF
MOTI
$70.1M
$438K 0.01%
14,685
-306
-2% -$9.65K
VGSH icon
777
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$437K 0.01%
7,588
+892
+13% +$51.4K
CERS icon
778
Cerus
CERS
$587M
$437K 0.01%
269,778
+12,839
+5% +$26.7K
VMI icon
779
Valmont Industries
VMI
$9.44B
$435K 0.01%
1,812
+1,114
+160% +$286K
MGPI icon
780
MGP Ingredients
MGPI
$378M
$435K 0.01%
4,124
+1,883
+84% +$213K
IYJ icon
781
iShares US Industrials ETF
IYJ
$1.98B
$435K 0.01%
4,310
– –
MLPX icon
782
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$430K 0.01%
10,145
– –
MGM icon
783
MGM Resorts International
MGM
$11.7B
$429K 0.01%
11,684
-12,522
-52% -$553K
VICI icon
784
VICI Properties
VICI
$29.4B
$429K 0.01%
14,732
-380
-3% -$11.8K
AGNC icon
785
AGNC Investment
AGNC
$12.3B
$428K 0.01%
45,318
+352
+0.8% +$3.48K
IXUS icon
786
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$426K 0.01%
7,099
+336
+5% +$21K
EIX icon
787
Edison International
EIX
$30.7B
$426K 0.01%
6,724
+547
+9% +$38.1K
ODFL icon
788
Old Dominion Freight Line
ODFL
$48.5B
$424K 0.01%
2,072
-154
-7% -$31.2K
GAUG icon
789
FT Vest US Equity Moderate Buffer ETF August
GAUG
$291M
$421K 0.01%
+14,299
New +$428K
BSJP
790
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$421K 0.01%
18,716
+3,153
+20% +$71.2K
CINF icon
791
Cincinnati Financial
CINF
$28.3B
$421K 0.01%
4,113
– –
EMD
792
Western Asset Emerging Markets Debt Fund
EMD
$609M
$420K 0.01%
50,600
+4,850
+11% +$42.8K
CTR
793
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$416K 0.01%
12,958
+18
+0.1% +$587
DFS
794
DELISTED
Discover Financial Services
DFS
$415K 0.01%
4,795
+264
+6% +$26.2K
EQT icon
795
EQT Corp
EQT
$33.2B
$415K 0.01%
10,232
-473
-4% -$19.6K
XSD icon
796
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$415K 0.01%
2,118
-8,399
-80% -$1.78M
WEST icon
797
Westrock Coffee
WEST
$741M
$412K 0.01%
46,532
+8,890
+24% +$92.5K
KWR icon
798
Quaker Houghton
KWR
$2.63B
$412K 0.01%
+2,576
New +$460K
HYLS icon
799
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$409K 0.01%
10,432
-42,982
-80% -$1.7M
OHI icon
800
Omega Healthcare
OHI
$15.4B
$407K 0.01%
12,274
-801
-6% -$25.6K
30 31
32
33 34

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CMTU
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FMI
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MAM
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VIM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.