Stephens Inc’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

Stephens Inc’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-107,536	Closed	-$3.74M	–	1297
2025 Q1	$3.74M	Sell	107,536 -11,153	-9%	-$395K	0.05%	320
2024 Q4	$4.19M	Sell	118,689 -2,100	-2%	-$73.8K	0.06%	298
2024 Q3	$4.2M	Buy	120,789 +30,334	+34%	+$1.03M	0.06%	293
2024 Q2	$3.05M	Sell	90,455 -2,612	-3%	-$86.6K	0.05%	338
2024 Q1	$3.07M	Hold	93,067	–	–	0.05%	328
2023 Q4	$2.94M	Buy	93,067 +78,768	+551%	+$2.39M	0.05%	316
2023 Q3	$421K	Buy	+14,299	New	+$428K	0.01%	789

Other funds holding GAUG

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

WIM

WealthPlan Investment Management Omaha, Nebraska $1.79B AUM 17.59% 1-Year Est. Return

SAM

Synergy Asset Management Vancouver, Washington $942M AUM 24.44% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Stephens Inc's GAUG Position: Q2 2025 in Review

Stephens Inc sold out of FT Vest US Equity Moderate Buffer ETF August (GAUG) in Q2 2025, closing a stake of 107,536 shares — an estimated $3.74M sold.

Stephens Inc first reported a position in GAUG in Q3 2023 and held it in 7 quarters. The position peaked at $4.2M in Q3 2024. 77 funds tracked by Wall St. Rank hold GAUG as of Q2 2025.

Stephens Inc reported no remaining FT Vest US Equity Moderate Buffer ETF August position as of Q2 2025 after selling out during the quarter.
Stephens Inc sold 107,536 FT Vest US Equity Moderate Buffer ETF August shares in Q2 2025, an estimated $3.74M.
Stephens Inc first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q3 2023 and held it in 7 quarters.
Stephens Inc's FT Vest US Equity Moderate Buffer ETF August position peaked at $4.2M in Q3 2024.
77 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q2 2025.

Based on Stephens Inc's 13F filing for Q2 2025, filed 29 Jul 2025.