Synergy Asset Management’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

Synergy Asset Management’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-398,544	Closed	-$14.7M	–	262
2025 Q3	$14.7M	Buy	398,544 +199,272	+100%	+$7.53M	0.53%	37
2025 Q2	$7.37M	Buy	199,272 +134,047	+206%	+$4.73M	0.84%	25
2025 Q1	$2.27M	Sell	65,225 -82,274	-56%	-$2.92M	0.29%	61
2024 Q4	$5.16M	Buy	147,499 +72,451	+97%	+$2.55M	0.4%	47
2024 Q3	$2.61M	Sell	75,048 -183,849	-71%	-$6.26M	0.4%	55
2024 Q2	$8.72M	Buy	258,897 +11,295	+5%	+$375K	1.36%	20
2024 Q1	$8.16M	Sell	247,602 -262,674	-51%	-$8.47M	1.39%	18
2023 Q4	$16.1M	Sell	510,276 -39,529	-7%	-$1.2M	2.88%	8
2023 Q3	$16.2M	Buy	+549,805	New	+$16.5M	3.21%	6

Other funds holding GAUG

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $26.6B AUM 22.97% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Synergy Asset Management's GAUG Position: Q4 2025 in Review

Synergy Asset Management sold out of FT Vest US Equity Moderate Buffer ETF August (GAUG) in Q4 2025, closing a stake of 398,544 shares — an estimated $14.7M sold.

Synergy Asset Management first reported a position in GAUG in Q3 2023 and held it in 9 quarters. The position peaked at $16.2M in Q3 2023. 108 funds tracked by Wall St. Rank hold GAUG as of Q4 2025.

Synergy Asset Management reported no remaining FT Vest US Equity Moderate Buffer ETF August position as of Q4 2025 after selling out during the quarter.
Synergy Asset Management sold 398,544 FT Vest US Equity Moderate Buffer ETF August shares in Q4 2025, an estimated $14.7M.
Synergy Asset Management first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q3 2023 and held it in 9 quarters.
Synergy Asset Management's FT Vest US Equity Moderate Buffer ETF August position peaked at $16.2M in Q3 2023.
108 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q4 2025.

Based on Synergy Asset Management's 13F filing for Q4 2025, filed 13 Jan 2026.