LPL Financial’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

LPL Financial’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.34M	Sell	112,148 -699	-0.6%	-$27.5K	﹤0.01%	2765
2025 Q4	$4.43M	Buy	112,847 +3,886	+4%	+$151K	﹤0.01%	2633
2025 Q3	$4.21M	Buy	108,961 +56,355	+107%	+$2.13M	﹤0.01%	2626
2025 Q2	$1.95M	Buy	52,606 +20,480	+64%	+$722K	﹤0.01%	3138
2025 Q1	$1.12M	Buy	32,126 +12,099	+60%	+$429K	﹤0.01%	3461
2024 Q4	$707K	Buy	20,027 +13,021	+186%	+$458K	﹤0.01%	3787
2024 Q3	$244K	Hold	7,006	–	–	﹤0.01%	4594
2024 Q2	$236K	Buy	7,006 +850	+14%	+$28.2K	﹤0.01%	4443
2024 Q1	$203K	Buy	+6,156	New	+$199K	﹤0.01%	4503

Other funds holding GAUG

AAP

Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial's GAUG Position: Q1 2026 in Review

LPL Financial reduced its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 0.62% in Q1 2026, selling an estimated $27.5K and leaving 112,148 shares worth $4.34M. The position accounts for ﹤0.01% of the portfolio, ranked #2765.

LPL Financial first reported a position in GAUG in Q1 2024 and has held it in 9 quarters since. The position peaked at $4.43M in Q4 2025. 104 funds tracked by Wall St. Rank hold GAUG as of Q1 2026.

LPL Financial held 112,148 shares of FT Vest US Equity Moderate Buffer ETF August worth $4.34M as of Q1 2026.
LPL Financial sold 699 FT Vest US Equity Moderate Buffer ETF August shares in Q1 2026, an estimated $27.5K.
FT Vest US Equity Moderate Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2765 holding.
LPL Financial first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q1 2024 and has held it in 9 quarters since.
LPL Financial's FT Vest US Equity Moderate Buffer ETF August position peaked at $4.43M in Q4 2025.
104 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.