LPL Financial’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

LPL Financial’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$5.53M	Buy	131,259 +76,287	+139%	+$3.19M	﹤0.01%	2735
2026 Q2	$2.28M	Sell	54,972 -57,176	-51%	-$2.33M	﹤0.01%	3613
2026 Q1	$4.34M	Sell	112,148 -699	-0.6%	-$27.5K	﹤0.01%	2765
2025 Q4	$4.43M	Buy	112,847 +3,886	+4%	+$151K	﹤0.01%	2633
2025 Q3	$4.21M	Buy	108,961 +56,355	+107%	+$2.13M	﹤0.01%	2626
2025 Q2	$1.95M	Buy	52,606 +20,480	+64%	+$722K	﹤0.01%	3138
2025 Q1	$1.12M	Buy	32,126 +12,099	+60%	+$429K	﹤0.01%	3461
2024 Q4	$707K	Buy	20,027 +13,021	+186%	+$458K	﹤0.01%	3787
2024 Q3	$244K	Hold	7,006	–	–	﹤0.01%	4594
2024 Q2	$236K	Buy	7,006 +850	+14%	+$28.2K	﹤0.01%	4443
2024 Q1	$203K	Buy	+6,156	New	+$199K	﹤0.01%	4503

Other funds holding GAUG

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Archer Investment Corporation Carmel, Indiana $545M AUM 21.2% 1-Year Est. Return

First International Bank of Israel Tel Aviv $247M AUM 9.66% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $631M AUM 19.94% 1-Year Est. Return

VestGen Advisors Inverness, Illinois $3.25B AUM 30.95% 1-Year Est. Return

Schulz Wealth Mansfield, Texas $213M AUM

Sage Capital Advisors Sioux Falls, South Dakota $498M AUM 28.29% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

Chris Bulman Roseville, California $285M AUM 15.3% 1-Year Est. Return

LPL Financial's GAUG Position: Q3 2026 in Review

LPL Financial increased its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 139% in Q3 2026, buying an estimated $3.19M and bringing the position to 131,259 shares worth $5.53M. The position accounts for ﹤0.01% of the portfolio, ranked #2735.

LPL Financial first reported a position in GAUG in Q1 2024 and has held it in 11 quarters since. 65 funds tracked by Wall St. Rank hold GAUG as of Q3 2026.

LPL Financial held 131,259 shares of FT Vest US Equity Moderate Buffer ETF August worth $5.53M as of Q3 2026.
LPL Financial bought 76,287 FT Vest US Equity Moderate Buffer ETF August shares in Q3 2026, an estimated $3.19M.
FT Vest US Equity Moderate Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #2735 holding.
LPL Financial first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q1 2024 and has held it in 11 quarters since.
65 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.