LPL Financial’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

LPL Financial’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.28M	Sell	54,972 -57,176	-51%	-$2.33M	﹤0.01%	3613
2026 Q1	$4.34M	Sell	112,148 -699	-0.6%	-$27.5K	﹤0.01%	2765
2025 Q4	$4.43M	Buy	112,847 +3,886	+4%	+$151K	﹤0.01%	2633
2025 Q3	$4.21M	Buy	108,961 +56,355	+107%	+$2.13M	﹤0.01%	2626
2025 Q2	$1.95M	Buy	52,606 +20,480	+64%	+$722K	﹤0.01%	3138
2025 Q1	$1.12M	Buy	32,126 +12,099	+60%	+$429K	﹤0.01%	3461
2024 Q4	$707K	Buy	20,027 +13,021	+186%	+$458K	﹤0.01%	3787
2024 Q3	$244K	Hold	7,006	–	–	﹤0.01%	4594
2024 Q2	$236K	Buy	7,006 +850	+14%	+$28.2K	﹤0.01%	4443
2024 Q1	$203K	Buy	+6,156	New	+$199K	﹤0.01%	4503

Other funds holding GAUG

AAP

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return

Schulz Wealth Mansfield, Texas $194M AUM

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial's GAUG Position: Q2 2026 in Review

LPL Financial reduced its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 51% in Q2 2026, selling an estimated $2.33M and leaving 54,972 shares worth $2.28M. The position accounts for ﹤0.01% of the portfolio, ranked #3613.

LPL Financial first reported a position in GAUG in Q1 2024 and has held it in 10 quarters since. The position peaked at $4.43M in Q4 2025. 102 funds tracked by Wall St. Rank hold GAUG as of Q2 2026.

LPL Financial held 54,972 shares of FT Vest US Equity Moderate Buffer ETF August worth $2.28M as of Q2 2026.
LPL Financial sold 57,176 FT Vest US Equity Moderate Buffer ETF August shares in Q2 2026, an estimated $2.33M.
FT Vest US Equity Moderate Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3613 holding.
LPL Financial first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q1 2024 and has held it in 10 quarters since.
LPL Financial's FT Vest US Equity Moderate Buffer ETF August position peaked at $4.43M in Q4 2025.
102 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.