MAI Capital Management’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

MAI Capital Management’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.21M	Sell	29,110 -50,418	-63%	-$2.05M	﹤0.01%	885
2026 Q1	$3.08M	Sell	79,528 -29,615	-27%	-$1.16M	0.02%	502
2025 Q4	$4.28M	Sell	109,143 -74,787	-41%	-$2.9M	0.02%	432
2025 Q3	$7.1M	Buy	183,930 +141,785	+336%	+$5.36M	0.04%	307
2025 Q2	$1.56M	Sell	42,145 -2,120	-5%	-$74.7K	0.01%	550
2025 Q1	$1.54M	Sell	44,265 -15,477	-26%	-$549K	0.01%	531
2024 Q4	$2.11M	Sell	59,742 -40,200	-40%	-$1.41M	0.02%	476
2024 Q3	$3.47M	Buy	+99,942	New	+$3.4M	0.03%	304

Other funds holding GAUG

AAP

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return

Schulz Wealth Mansfield, Texas $194M AUM

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

MAI Capital Management's GAUG Position: Q2 2026 in Review

MAI Capital Management reduced its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 63% in Q2 2026, selling an estimated $2.05M and leaving 29,110 shares worth $1.21M. The position accounts for ﹤0.01% of the portfolio, ranked #885.

MAI Capital Management first reported a position in GAUG in Q3 2024 and has held it in 8 quarters since. The position peaked at $7.1M in Q3 2025. 103 funds tracked by Wall St. Rank hold GAUG as of Q2 2026.

MAI Capital Management held 29,110 shares of FT Vest US Equity Moderate Buffer ETF August worth $1.21M as of Q2 2026.
MAI Capital Management sold 50,418 FT Vest US Equity Moderate Buffer ETF August shares in Q2 2026, an estimated $2.05M.
FT Vest US Equity Moderate Buffer ETF August made up ﹤0.01% of MAI Capital Management's portfolio in Q2 2026, its #885 holding.
MAI Capital Management first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q3 2024 and has held it in 8 quarters since.
MAI Capital Management's FT Vest US Equity Moderate Buffer ETF August position peaked at $7.1M in Q3 2025.
103 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.