Raymond James Financial’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

Raymond James Financial’s Portfolio GAUG Stock Details GAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$22.5M	Buy	533,550 +280,215	+111%	+$11.7M	0.01%	1452
2026 Q2	$10.5M	Sell	253,335 -36,389	-13%	-$1.48M	﹤0.01%	2106
2026 Q1	$11.2M	Sell	289,724 -60,204	-17%	-$2.37M	﹤0.01%	1927
2025 Q4	$13.7M	Sell	349,928 -94,703	-21%	-$3.68M	﹤0.01%	1717
2025 Q3	$17.2M	Buy	444,631 +141,469	+47%	+$5.35M	0.01%	1514
2025 Q2	$11.2M	Sell	303,162 -32,856	-10%	-$1.16M	﹤0.01%	1776
2025 Q1	$11.7M	Sell	336,018 -367,760	-52%	-$13M	﹤0.01%	1689
2024 Q4	$24.8M	Buy	+703,778	New	+$24.7M	0.01%	1161

Other funds holding GAUG

Arax Advisory Partners Denver, Colorado $17.7B AUM 20.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Archer Investment Corporation Carmel, Indiana $545M AUM 21.2% 1-Year Est. Return

First International Bank of Israel Tel Aviv $247M AUM 9.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

MAM

Milestone Asset Management Pittsburgh, Pennsylvania $631M AUM 19.94% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Raymond James Financial's GAUG Position: Q3 2026 in Review

Raymond James Financial increased its FT Vest US Equity Moderate Buffer ETF August (GAUG) stake by 111% in Q3 2026, buying an estimated $11.7M and bringing the position to 533,550 shares worth $22.5M. The position accounts for 0.01% of the portfolio, ranked #1452.

Raymond James Financial first reported a position in GAUG in Q4 2024 and has held it in 8 quarters since. The position peaked at $24.8M in Q4 2024. 105 funds tracked by Wall St. Rank hold GAUG as of Q3 2026.

Raymond James Financial held 533,550 shares of FT Vest US Equity Moderate Buffer ETF August worth $22.5M as of Q3 2026.
Raymond James Financial bought 280,215 FT Vest US Equity Moderate Buffer ETF August shares in Q3 2026, an estimated $11.7M.
FT Vest US Equity Moderate Buffer ETF August made up 0.01% of Raymond James Financial's portfolio in Q3 2026, its #1452 holding.
Raymond James Financial first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q4 2024 and has held it in 8 quarters since.
Raymond James Financial's FT Vest US Equity Moderate Buffer ETF August position peaked at $24.8M in Q4 2024.
105 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q3 2026.

Based on Raymond James Financial's 13F filing for Q3 2026, filed 12 Nov 2026.