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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$7.99B
AUM Growth
-$44.3M
Cap. Flow
+$93.7M
Cap. Flow %
1.17%
Top 10 Hldgs %
19.5%
Holding
1,409
New
109
Increased
556
Reduced
521
Closed
98

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.1M
2
KRUS icon
Kura Sushi USA
KRUS
+$18M
3
AVDE icon
Avantis International Equity ETF
AVDE
+$16.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$15.7M
5
WMT icon
Walmart Inc
WMT
+$11.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$23.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.6M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$13M
4
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$12.1M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 9.03%
3 Industrials 6.12%
4 Consumer Discretionary 5.42%
5 Consumer Staples 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
751
PPG Industries
PPG
$25.4B
$703K 0.01%
6,579
+1,320
+25% +$150K
FCBC icon
752
First Community Bankshares
FCBC
$892M
$700K 0.01%
16,869
– –
GDXJ icon
753
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$697K 0.01%
5,808
-328
-5% -$42.8K
RYAN icon
754
Ryan Specialty Holdings
RYAN
$5.18B
$695K 0.01%
20,592
+2,680
+15% +$114K
SWK icon
755
Stanley Black & Decker
SWK
$13.6B
$691K 0.01%
9,720
-99
-1% -$7.95K
ZBH icon
756
Zimmer Biomet
ZBH
$17.3B
$690K 0.01%
7,334
+2,021
+38% +$185K
SPBU
757
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
$172M
$687K 0.01%
25,280
-2,160
-8% -$60.6K
CP icon
758
Canadian Pacific Kansas City
CP
$82B
$686K 0.01%
8,135
+2,718
+50% +$215K
REGN icon
759
Regeneron Pharmaceuticals
REGN
$68.3B
$686K 0.01%
887
+357
+67% +$273K
VRSN icon
760
VeriSign
VRSN
$23.8B
$685K 0.01%
2,759
-166
-6% -$39.5K
FXH icon
761
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$681K 0.01%
6,208
+11
+0.2% +$1.25K
DFUS
762
Dimensional US Equity ETF
DFUS
$20.7B
$681K 0.01%
+9,608
New +$712K
FBNC icon
763
First Bancorp
FBNC
$2.62B
$680K 0.01%
12,075
– –
GGZ
764
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$679K 0.01%
45,235
-214
-0.5% -$3.36K
A icon
765
Agilent Technologies
A
$39.5B
$679K 0.01%
5,960
+1,036
+21% +$131K
NGG icon
766
National Grid
NGG
$82B
$678K 0.01%
8,012
-2,353
-23% -$203K
OMC icon
767
Omnicom Group
OMC
$22.2B
$674K 0.01%
8,943
+2,317
+35% +$180K
PCAR icon
768
PACCAR
PCAR
$68.8B
$670K 0.01%
5,614
-855
-13% -$103K
SHLD icon
769
Global X Defense Tech ETF
SHLD
$7.05B
$669K 0.01%
9,441
+5,925
+169% +$441K
GRID
770
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$668K 0.01%
4,083
+1,084
+36% +$180K
VUSB icon
771
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$665K 0.01%
+13,360
New +$666K
FDD icon
772
First Trust STOXX European Select Dividend Income Fund
FDD
$855M
$664K 0.01%
37,258
+1,500
+4% +$27.1K
VOOV icon
773
Vanguard S&P 500 Value ETF
VOOV
$6.53B
$660K 0.01%
3,241
+124
+4% +$26K
FYX icon
774
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.35B
$656K 0.01%
5,500
– –
MODL icon
775
VictoryShares WestEnd US Sector ETF
MODL
$1.02B
$652K 0.01%
14,600
– –
29 30
31
32 33

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q1 2026 Portfolio in Review

As of Q1 2026, Stephens Inc held 1,409 positions worth $7.99B, down 0.55% from $8.04B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc's Q1 2026 filing shows 109 new, 556 increased, 521 reduced and 98 closed positions. Its largest new stake was Avantis International Equity ETF: 187,536 shares worth $15.9M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $23.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

  • Stephens Inc's largest Q1 2026 buy was Avantis International Equity ETF: 187,536 shares worth $15.9M.
  • Stephens Inc added most to iShares 0-3 Month Treasury Bond ETF in Q1 2026, an estimated $22.1M increase.
  • Stephens Inc's biggest Q1 2026 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $23.3M.
  • Stephens Inc fully exited Celestica in Q1 2026, selling an estimated $5.08M.
  • Stephens Inc's ten largest holdings make up 20% of its $7.99B portfolio in Q1 2026.
  • Stephens Inc opened 109 new positions and closed 98 in Q1 2026.
  • Stephens Inc's portfolio value fell 0.55% quarter-over-quarter to $7.99B.

Based on Stephens Inc's 13F filing for Q1 2026, filed 28 Apr 2026.