SI
SPBU

Stephens Inc’s AllianzIM Buffer15 Uncapped Allocation ETF SPBU Stock Holding History

Stephens Inc’s Portfolio SPBU Stock Details SPBU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$687K Sell
25,280
-2,160
-8% -$60.6K 0.01% 757
2025
Q4 		$772K Sell
27,440
-195
-0.7% -$5.46K 0.01% 696
2025
Q3 		$766K Sell
27,635
-7,350
-21% -$197K 0.01% 718
2025
Q2 		$910K Buy
34,985
+3,960
+13% +$97.6K 0.01% 649
2025
Q1 		$754K Buy
+31,025
New +$759K 0.01% 682

Other funds holding SPBU

SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
TCG
Transcendent Capital Group Edmond, Oklahoma $219M AUM 19.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
OC
Optima Capital Beaverton, Oregon $215M AUM 17.28% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
CWAF
Core Wealth Advisors (Florida) Lakeland, Florida $419M AUM 16.86% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
PFGIA
Patriot Financial Group Insurance Agency Westborough, Massachusetts $974M AUM 29.77% 1-Year Est. Return

Stephens Inc's SPBU Position: Q1 2026 in Review

Stephens Inc reduced its AllianzIM Buffer15 Uncapped Allocation ETF (SPBU) stake by 7.9% in Q1 2026, selling an estimated $60.6K and leaving 25,280 shares worth $687K. The position accounts for 0.01% of the portfolio, ranked #757.

Stephens Inc first reported a position in SPBU in Q1 2025 and has held it in 5 quarters since. The position peaked at $910K in Q2 2025. 37 funds tracked by Wall St. Rank hold SPBU as of Q1 2026.

  • Stephens Inc held 25,280 shares of AllianzIM Buffer15 Uncapped Allocation ETF worth $687K as of Q1 2026.
  • Stephens Inc sold 2,160 AllianzIM Buffer15 Uncapped Allocation ETF shares in Q1 2026, an estimated $60.6K.
  • AllianzIM Buffer15 Uncapped Allocation ETF made up 0.01% of Stephens Inc's portfolio in Q1 2026, its #757 holding.
  • Stephens Inc first reported a position in AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2025 and has held it in 5 quarters since.
  • Stephens Inc's AllianzIM Buffer15 Uncapped Allocation ETF position peaked at $910K in Q2 2025.
  • 37 funds tracked by Wall St. Rank held AllianzIM Buffer15 Uncapped Allocation ETF as of Q1 2026.

Based on Stephens Inc's 13F filing for Q1 2026, filed 28 Apr 2026.