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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
726
Live Nation Entertainment
LYV
$41.2B
$749K 0.01%
6,257
-184
-3% -$19.8K
NXRT
727
NexPoint Residential Trust
NXRT
$665M
$746K 0.01%
8,897
-34
-0.4% -$2.51K
NYT icon
728
New York Times
NYT
$11.6B
$745K 0.01%
15,416
-330
-2% -$16.3K
GLW icon
729
Corning
GLW
$126B
$742K 0.01%
19,927
-22,706
-53% -$850K
MRNA icon
730
Moderna
MRNA
$21.5B
$742K 0.01%
2,921
+250
+9% +$73.1K
WRB icon
731
W.R. Berkley
WRB
$28B
$740K 0.01%
20,207
+643
+3% +$22.8K
ZS icon
732
Zscaler
ZS
$23B
$740K 0.01%
2,304
– –
BST icon
733
BlackRock Science and Technology Trust
BST
$1.57B
$735K 0.01%
14,707
+1,072
+8% +$56.2K
BWXT icon
734
BWX Technologies
BWXT
$16B
$732K 0.01%
15,283
+4
+0% +$209
NEO icon
735
NeoGenomics
NEO
$1.81B
$732K 0.01%
21,446
+4,732
+28% +$185K
MAA icon
736
Mid-America Apartment Communities
MAA
$15.6B
$729K 0.01%
3,176
– –
TEAM icon
737
Atlassian
TEAM
$22B
$729K 0.01%
1,913
-18,608
-91% -$7.48M
VWE
738
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$726K 0.01%
61,393
+9,036
+17% +$95.3K
LRCX icon
739
Lam Research
LRCX
$382B
$721K 0.01%
10,020
-580
-5% -$36.4K
ELS icon
740
Equity Lifestyle Properties
ELS
$12.8B
$720K 0.01%
8,208
-31
-0.4% -$2.61K
W icon
741
Wayfair
W
$11.1B
$719K 0.01%
3,786
+1,278
+51% +$302K
PBCT
742
DELISTED
People's United Financial Inc
PBCT
$719K 0.01%
40,323
-23,586
-37% -$421K
DSGX icon
743
Descartes Systems
DSGX
$5.84B
$713K 0.01%
8,620
-5,052
-37% -$414K
AESC
744
DELISTED
The AES Corporation
AESC
$711K 0.01%
7,410
+1,675
+29% +$164K
DFS
745
DELISTED
Discover Financial Services
DFS
$705K 0.01%
6,100
-320
-5% -$37.9K
BKNG icon
746
Booking.com
BKNG
$138B
$703K 0.01%
7,325
-1,525
-17% -$145K
SRLN icon
747
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$698K 0.01%
15,297
-1,315
-8% -$60.1K
STE icon
748
Steris
STE
$20.9B
$698K 0.01%
2,868
+29
+1% +$6.63K
TWOU
749
DELISTED
2U Inc
TWOU
$696K 0.01%
1,156
-63
-5% -$50.2K
FBT icon
750
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$694K 0.01%
4,284
+500
+13% +$80.9K
28 29
30
31 32

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.