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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
51
Vanguard FTSE Developed Markets ETF
VEA
$227B
$29.6M 0.45%
579,767
+2,456
+0.4% +$126K
GIGB icon
52
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$969M
$29.2M 0.44%
539,901
-25,446
-5% -$1.38M
ADBE icon
53
Adobe
ADBE
$94.5B
$29.1M 0.44%
51,359
-5
-0% -$3.13K
VOO icon
54
Vanguard S&P 500 ETF
VOO
$968B
$29.1M 0.44%
66,691
-14,830
-18% -$6.26M
VIG icon
55
Vanguard Dividend Appreciation ETF
VIG
$112B
$28.6M 0.43%
166,688
-5,933
-3% -$978K
V icon
56
Visa
V
$689B
$28.5M 0.43%
131,543
+6,343
+5% +$1.36M
MRK icon
57
Merck
MRK
$323B
$27.5M 0.42%
359,355
-97,394
-21% -$7.76M
CSCO icon
58
Cisco
CSCO
$452B
$27.5M 0.42%
434,566
-31,919
-7% -$1.82M
VTV icon
59
Vanguard Value ETF
VTV
$189B
$26.9M 0.41%
182,542
+16,932
+10% +$2.42M
WM icon
60
Waste Management
WM
$95.5B
$25.2M 0.38%
150,964
-7,732
-5% -$1.24M
BRK.B icon
61
Berkshire Hathaway Class B
BRK.B
$1.07T
$25.1M 0.38%
83,897
+381
+0.5% +$109K
UPS icon
62
United Parcel Service
UPS
$96B
$24.6M 0.37%
114,625
-8,926
-7% -$1.82M
ARCC icon
63
Ares Capital
ARCC
$13.6B
$24.5M 0.37%
1,157,317
+146,470
+14% +$3.04M
VZ icon
64
Verizon
VZ
$198B
$24.2M 0.37%
466,133
-39,364
-8% -$2.05M
IWB icon
65
iShares Russell 1000 ETF
IWB
$47.7B
$24M 0.36%
90,590
-5,182
-5% -$1.33M
DIA icon
66
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$23.7M 0.36%
65,152
-2,037
-3% -$724K
XOM icon
67
ExxonMobil
XOM
$642B
$23M 0.35%
375,449
-62,156
-14% -$3.88M
INTC icon
68
Intel
INTC
$462B
$22.8M 0.34%
442,388
-35,323
-7% -$1.81M
PG icon
69
Procter & Gamble
PG
$346B
$22.1M 0.33%
135,139
-4,585
-3% -$681K
MMM icon
70
3M
MMM
$91.9B
$21.9M 0.33%
147,500
-17,379
-11% -$2.59M
ZTS icon
71
Zoetis
ZTS
$32.2B
$21M 0.32%
85,856
-3,851
-4% -$844K
IWC icon
72
iShares Micro-Cap ETF
IWC
$1.45B
$20.9M 0.32%
149,649
-7,851
-5% -$1.14M
DIS icon
73
Walt Disney
DIS
$168B
$20.9M 0.32%
134,851
+2,308
+2% +$373K
VBK icon
74
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$20.8M 0.31%
73,677
+11,376
+18% +$3.26M
FDX icon
75
FedEx
FDX
$73.5B
$20.6M 0.31%
79,755
+9,604
+14% +$2.31M
1 2
3
4 5

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.