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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
701
Fidelity National Information Services
FIS
$21.5B
$795K 0.01%
7,283
-1,128
-13% -$127K
OTIS icon
702
Otis Worldwide
OTIS
$27.4B
$794K 0.01%
9,120
-401
-4% -$33.6K
ALC icon
703
Alcon
ALC
$33.1B
$791K 0.01%
9,076
-1,948
-18% -$160K
DLB icon
704
Dolby
DLB
$4.72B
$791K 0.01%
8,308
-1,774
-18% -$159K
SONY icon
705
Sony
SONY
$123B
$783K 0.01%
30,955
-7,845
-20% -$187K
SYF icon
706
Synchrony
SYF
$23.7B
$783K 0.01%
16,888
-10,127
-37% -$487K
JD icon
707
JD.com
JD
$40.8B
$782K 0.01%
11,164
-25,240
-69% -$2M
LOGC
708
DELISTED
ContextLogic
LOGC
$782K 0.01%
8,382
+1,613
+24% +$214K
AMH icon
709
American Homes 4 Rent
AMH
$12B
$779K 0.01%
17,858
-2,958
-14% -$120K
GLPI icon
710
Gaming and Leisure Properties
GLPI
$12.8B
$775K 0.01%
15,925
-1,905
-11% -$90.6K
ORLY icon
711
O'Reilly Automotive
ORLY
$72.4B
$769K 0.01%
16,335
-8,010
-33% -$347K
LVHD icon
712
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$767K 0.01%
19,150
-1,000
-5% -$37.9K
WEN icon
713
Wendy's
WEN
$1.33B
$767K 0.01%
32,163
-15,348
-32% -$341K
IBDO
714
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$766K 0.01%
29,855
– –
EL icon
715
Estee Lauder
EL
$29B
$762K 0.01%
2,059
+32
+2% +$10.9K
NFG icon
716
National Fuel Gas
NFG
$7.84B
$762K 0.01%
11,915
-11,711
-50% -$700K
SPWH icon
717
Sportsman's Warehouse
SPWH
$43.7M
$762K 0.01%
+64,597
New +$1.01M
VRSK icon
718
Verisk Analytics
VRSK
$26.4B
$762K 0.01%
3,333
+179
+6% +$39.1K
WST icon
719
West Pharmaceutical
WST
$23.1B
$762K 0.01%
1,624
-586
-27% -$252K
VOOV icon
720
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$760K 0.01%
5,018
-691
-12% -$102K
RDS.A
721
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$757K 0.01%
17,432
-1,455
-8% -$65.7K
PH icon
722
Parker-Hannifin
PH
$125B
$756K 0.01%
2,377
-169
-7% -$52.3K
BYLD icon
723
iShares Yield Optimized Bond ETF
BYLD
$447M
$752K 0.01%
30,095
– –
BABA icon
724
Alibaba
BABA
$269B
$751K 0.01%
6,322
-5,274
-45% -$768K
AER icon
725
AerCap
AER
$23.9B
$749K 0.01%
11,442
-1,385
-11% -$85.7K
27 28
29
30 31

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.