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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
676
Take-Two Interactive
TTWO
$43B
$657K 0.01%
5,244
-211
-4% -$26.3K
WU icon
677
Western Union
WU
$2.57B
$657K 0.01%
28,369
-830
-3% -$17.9K
WEC icon
678
WEC Energy
WEC
$37.7B
$656K 0.01%
6,893
-3,582
-34% -$323K
ALK icon
679
Alaska Air
ALK
$5.15B
$655K 0.01%
10,087
+282
+3% +$17.8K
FDT icon
680
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$653K 0.01%
12,471
-4,756
-28% -$249K
NATI
681
DELISTED
National Instruments Corp
NATI
$652K 0.01%
15,517
+78
+0.5% +$3.35K
EL icon
682
Estee Lauder
EL
$29B
$650K 0.01%
3,269
-92
-3% -$17.6K
EMLP icon
683
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$649K 0.01%
25,351
+17
+0.1% +$430
IYE icon
684
iShares US Energy ETF
IYE
$1.74B
$649K 0.01%
20,436
-3,978
-16% -$129K
DY icon
685
Dycom Industries
DY
$12.9B
$644K 0.01%
+12,610
New +$636K
WAB icon
686
Wabtec
WAB
$51.1B
$644K 0.01%
8,964
+4,529
+102% +$322K
DXCM icon
687
DexCom
DXCM
$27.6B
$635K 0.01%
17,024
-2,464
-13% -$95.7K
GNTX icon
688
Gentex
GNTX
$4.88B
$634K 0.01%
23,027
-483
-2% -$12.8K
IYH icon
689
iShares US Healthcare ETF
IYH
$3.11B
$634K 0.01%
16,765
+1,625
+11% +$62.5K
FXH icon
690
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$629K 0.01%
8,499
-215
-2% -$16.4K
PWR icon
691
Quanta Services
PWR
$93.9B
$623K 0.01%
16,473
+10,152
+161% +$367K
EXR icon
692
Extra Space Storage
EXR
$31.2B
$622K 0.01%
5,327
-1,718
-24% -$199K
AMJ
693
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$617K 0.01%
26,518
+260
+1% +$6.28K
MRCC
694
DELISTED
Monroe Capital Corp
MRCC
$610K 0.01%
57,792
+654
+1% +$7.06K
PCRX icon
695
Pacira BioSciences
PCRX
$1.02B
$607K 0.01%
15,935
+287
+2% +$11.5K
CEM
696
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$604K 0.01%
10,618
+5,000
+89% +$291K
PLAN
697
DELISTED
Anaplan, Inc.
PLAN
$602K 0.01%
+12,800
New +$695K
WRK
698
DELISTED
WestRock Company
WRK
$600K 0.01%
16,463
-8,808
-35% -$315K
AAL icon
699
American Airlines Group
AAL
$9.58B
$597K 0.01%
22,147
+14,817
+202% +$434K
TU icon
700
Telus
TU
$16B
$597K 0.01%
33,508
+11,628
+53% +$212K
26 27
28
29 30

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.