We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COR icon
651
Cencora
COR
$60.3B
$945K 0.01%
7,112
-7,227
-50% -$889K
PTBD icon
652
Pacer Trendpilot US Bond ETF
PTBD
$87M
$934K 0.01%
34,694
+518
+2% +$13.9K
FXD icon
653
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$932K 0.01%
15,029
-300
-2% -$18.5K
PSA icon
654
Public Storage
PSA
$60.2B
$930K 0.01%
2,482
+793
+47% +$265K
KEY icon
655
KeyCorp
KEY
$24.3B
$921K 0.01%
39,830
-73,609
-65% -$1.71M
MKC icon
656
McCormick & Company Non-Voting
MKC
$13.4B
$918K 0.01%
9,502
-1,200
-11% -$102K
PFFD icon
657
Global X US Preferred ETF
PFFD
$2.13B
$908K 0.01%
35,259
+360
+1% +$9.22K
AOS icon
658
A.O. Smith
AOS
$8.38B
$903K 0.01%
10,513
-4,423
-30% -$337K
ARKW icon
659
ARK Web x.0 ETF
ARKW
$1.64B
$902K 0.01%
7,609
+2,028
+36% +$287K
LH icon
660
Labcorp
LH
$24.3B
$902K 0.01%
3,343
+526
+19% +$130K
MCY icon
661
Mercury Insurance
MCY
$5.94B
$892K 0.01%
16,808
-7,372
-30% -$396K
JPN
662
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
$892K 0.01%
+27,742
New +$913K
BIZD icon
663
VanEck BDC Income ETF
BIZD
$1.58B
$888K 0.01%
51,573
-900
-2% -$15.6K
SPEM icon
664
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$885K 0.01%
21,340
-6,325
-23% -$270K
BHE icon
665
Benchmark Electronics
BHE
$2.91B
$881K 0.01%
32,513
-5,338
-14% -$137K
INGR icon
666
Ingredion
INGR
$6.38B
$880K 0.01%
9,103
-12,302
-57% -$1.18M
SCHD icon
667
Schwab US Dividend Equity ETF
SCHD
$102B
$878K 0.01%
32,577
+1,890
+6% +$49.1K
SPOT icon
668
Spotify
SPOT
$99.2B
$877K 0.01%
3,748
+1,215
+48% +$304K
ARKG icon
669
ARK Genomic Revolution ETF
ARKG
$1.51B
$874K 0.01%
14,268
+378
+3% +$26.1K
GSBD icon
670
Goldman Sachs BDC
GSBD
$975M
$874K 0.01%
45,594
-12,594
-22% -$239K
IYF icon
671
iShares US Financials ETF
IYF
$4.39B
$870K 0.01%
10,041
-2,700
-21% -$235K
TRP icon
672
TC Energy
TRP
$73.5B
$863K 0.01%
18,533
-18,186
-50% -$899K
MGA icon
673
Magna International
MGA
$17.9B
$862K 0.01%
10,644
– –
CFO icon
674
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$855K 0.01%
10,998
-454
-4% -$34.1K
PSX icon
675
Phillips 66
PSX
$82.9B
$852K 0.01%
11,756
+771
+7% +$58.3K
25 26
27
28 29

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.